Insights
Forms available through the Confirmation platform
2 minutes read
Auditors will send many types of requests your financial insitutions to verify balances, positions, and obligations. The Confirmation platform enables you to securely respond to confirmation requests across a wide range of financial products using standardized forms, saving you time and headaches.
Below is a summary of confirmation form types currently available to support your work.
Core Audit Confirmation Forms
- General Audit Confirmation
- Audit Query
- 通用 - 所有产品
- Consolidated Confirmation
- 截止报表
- Document Request
- General Audit Request
- 自订表格
Deposits, Cash & Client Accounts
- Client – All Account
- 定期存款
- 货币市场基金
- MMKT活期账户（MMDA）
- 贵重物品保管库
- 补偿性余额
- Collateral / Deposit Balances
- Escrow / Trust Account
- Fund Account (Corporate Trust Escrow / Asset)
Lending & Credit Facilities
- 信用额度
- 抵押负债
- 银行贷款
- Asset Based Lending (ABL)
- 商业不动产
- Construction Contract
- 出租人义务
- 或有负债
- 信用证
Securities & Investment Holdings
- 证券
- 证券/批发
- Securities with Broker
- Securities with Custodian
- 证券、现金与投资
- 过户代理人——股本
- 注册——股本
Funds & Alternative Investments
- 避险基金投资
- Private Equity
- 私募股权投资
- Investment Fund
- Fund of Funds
- 货币市场基金
- Portfolio Company
Capital Markets & Derivatives
- 上市期权与期货
- 期货与上市期权
- OTC衍生产品
- OTC估值 - 单一基金
- OTC估值 - 多个基金整合
- 电子交易与结算（GSEC）
- Repo / Reverse Repo / Tri-Party Repo
- 商业票据余额
- Pricing / Broker Quote
Debt & Structured Products
- 债券发行
- Bond / Note Debt Issue
- 商业票据余额
- 衍生产品
Institutional & Regulatory Requests
- HUD抵押贷款
- SEC表格
- 退休基金资产——受托人
- Investor Fund SDS ID
- Legal Entity
- 法人实体汇总
International Financial Institutions
- Financial Institution – US (Asset)
- Financial Institution – US (Liability)
- Financial Institution – Non-US (Asset)
- Financial Institution – Non-US (Liability