Legal, Privacy, Security, and Regulatory

Here you'll find the legal documents, security standards, and policies that are core to our service. You'll also find information about how we comply with regulatory guidance.

隐私政策

Thomson Reuters Privacy Information

Confirmation is part of Thomson Reuters. Thomson Reuters places a high priority on meeting our customers’ expectations of privacy. Click here to access and read the Thomson Reuters Privacy Information.

For Requesters of Confirmations

用户协议

下文描述了CAPITAL CONFIRMATION INC.为您提供我方服务的相关条款。

Welcome to the User Agreement for Capital Confirmation Inc. This Agreement describes the terms and conditions applicable to your use of our services available under the domains and sub-domains of www.confirmation.com, and learn.confirmation.com ("Confirmation Website(s)") owned and operated by Capital Confirmation, and the general principles for the websites of our subsidiaries.如果您不同意接受本协议条款与条件的约束,请勿使用或访问我们的服务。 You evidence your acceptance of the terms and conditions of this Agreement by checking the box for the "Yes, I have read and accept the User Agreement." statement and clicking the "Create New Account" button on Capital Confirmation's website and through your use of any of the Confirmation.com services (aka "Confirm™" service).

If you have any questions, please email us at customer.support@confirmation.com.

在您成为Capital Confirmation成员之前,您必须阅读、同意和接受本用户协议和隐私声明中的所有条款和条件,包括下文明确阐述的条款和条件以及通过引用而纳入协议的条款和条件。我们强烈建议您在阅读本用户协议的同时,访问和阅读本文档提及的其他页面和网站中的信息,因为这些信息可能包含您作为Capital Confirmation用户的更多适用条款和条件。 Please note: underlined words and phrases are links to these pages and websites.接受本用户协议,即表示您还同意您对Capital Confirmation其他网站的使用将受到这些网站上所公布的条款和条件的管辖。

我们可能随时修订本协议并在网站上公布修订后的条款。 Except as stated below, all amended terms shall automatically be effective immediately upon posting on our site.您不会收到有关本协议任何变更的书面或电子邮件通知。除非经过您和Capital Confirmation Inc.以书面方式签署,否则本协议不得以其他方式进行修订。本协议自1年2003月{[#2]}日起生效。

1. Membership Eligibility.

我们的服务仅面向可根据适用法律签订具有法律约束力的合同的个人提供。在不限制上述条款的情况下,我们的服务不向未成年人、临时吊销或无限期吊销资格的Capital Confirmation会员提供。如果您是未成年人,则您不能使用本服务。如果您不符合资格,请勿使用我们的服务。而且,您的Capital Confirmation账户(包括反馈)和用户ID不得转让或出售给其他方。如果您作为商业实体注册,则表示您有权让该实体接受本协议的约束。如果您作为个人注册,则表示您是您所声称的个人。

2. Fees and Service.

Capital Confirmation provides a venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users, (the "Service"). The Service also includes the provision of ancillary services deemed reasonably necessary by Capital Confirmation to run a venue for digital transaction management, including but not limited to customer support, billing, and account management.

加入我们的服务完全免费。申请和接收询证函须收费。 Our Fees and Credit Policy is available here and is incorporated by reference. 我们可能不时修改《费用和信用政策》及服务费用。在我们至少提前十四(14)天通过在本协议中公布该政策的变更而向您发出通知后,相关变更即生效。 However, we may choose to temporarily change our Fee Policy and the fees for our services for promotional events and such changes are effective when we post the temporary promotional event on the www.confirmation.com website. 当您购买询证函时,您有机会查看和接受因使用我们的服务而将被收取的费用。我们可能随时自行决定更改部分或全部的服务。在推出新服务时,其费用在该服务推出之时生效。除非另有规定,否则所有费用按美元报价。您负责支付与使用我们服务和网站相关的所有费用及所有适用的税费。

3. Capital Confirmation is a Venue.

3.1 Capital Confirmation不是银行或法律事务所,也不是银行或法律事务所的授权代表。我们的网站旨在为用户提供一个可随时随地申请、接收和购买询证函的渠道。 We are not involved in the actual transaction between users of and providers of the confirmation information.因此,我们无法控制申请和复函的质量、准确性、及时性、合法性或真实性。 We also cannot ensure that a provider will actually complete a transaction.

3.2 身份验证。 当用户在我们网站上注册时,我们会使用多种技术对用户进行身份验证。然而,由于在互联网上进行用户身份验证非常困难,因此Capital Confirmation不会也无法确认每个用户所声称的身份。所以我们建立了一套用户发起的通信系统,以帮助您评估您的交易对象。我们鼓励您通过我们网站上提供的工具,直接与相关方进行沟通。

3.3 免责。 由于我们是一个渠道,因此如果您与一个或多个用户发生争议,那么对于由此类争议引起的或以任何方式与之相关的任何类型和性质的索赔、要求及(实际和间接)损害赔偿(无论是已知还是未知,怀疑还是未怀疑,披露或未披露的),您将免除Capital Confirmation(及其高级职员、董事、代理、子公司、合资企业和员工)的责任。 If you are a California resident, you waive California Civil Code §1542, which says: “A general release does not extend to claims which the creditor does not know or suspect to exist in his favor at the time of executing the release, which if known by him must have materially affected his settlement with the debtor.”

3.4 信息控制。 我们并不控制其他用户通过我们的系统提供的信息。您可能发现其他用户的信息并不准确。在使用我们的网站时,请务必小心,并运用常识和安全实践。

3.5 客户支持。Monday through Friday between the hours of 8:00 A.M. and 5:00 P.M. Central Standard Time, customer support shall be available free of charge by telephone or by email at one or more phone numbers or email addresses to be specified on our website located at www.confirmation.com.

4. Authorizing, Requesting and Purchasing.

授权、申请和购买询证函即表示,您同意接受本协议条款的约束。申请一经发出,即不可撤消。如果您选择授权、申请或购买询证函,即表明您拥有授权、申请或购买询证函的合法权利。

5. Address Lookup.

Capital Confirmation从公共和私人数据源中获取地址查询信息。本系统中使用的公共记录、私人记录和商用数据源存在错误,而且并不完整。有时数据的输入质量不佳,并且对其处理方式也不正确。因此不应将本系统视为全然准确的数据来源。使用本系统提供的任何数据之前,应进行独立验证。

6. Out-of-Network Confirmations.

The Out-of-Network confirmation service requires the requestor to enter the contact information for the responder and the responder’s company.作为申请人,您应确定网外询证函发向何人及哪个实体,因此该实体及该实体的人员便是复函方,您同意全权负责对个人复函方及其声称所代表的公司进行身份验证和确认。您理解,Capital Confirmation并未也不会确认复函方或其声称所代表的公司的身份。 You release and hold harmless Capital Confirmation from any and all claims related to the responder’s identity and/or the identity of the company the responder claims to represent if you request confirmations through www.confirmation.com using the Out-of-Network confirmation service.

7. Fraud.

在不限制任何其他补救的情况下,如果Capital Confirmation通过定罪、和解、保险调查或其他方式,怀疑您参与了与我们网站相关的欺诈活动,我们可能吊销或终止您的账户。

8. Your Information.

8.1 Definition. “Your Information” is defined as any information you provide to us or other users in the registration or confirmation process (including but not limited to Client Information, as defined below), in any message area or through any email feature.您对您的信息全权负责,我们是您信息在网上分发和公布的被动渠道。 You acknowledge and agree that as part of the Service Capital Confirmation will be required to host and process information relating to the audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, relating to your clients (collectively “Client Information”).

8.2 受限活动。 Your Information (or any items listed) and your activities on the site shall not: (a) be false, inaccurate or misleading; (b) be fraudulent; (c) infringe any third party’s copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (d) violate any law, statute, ordinance or regulation (including, but not limited to, those governing consumer protection or antidiscrimination); (e) be defamatory, trade libelous, unlawfully threatening or unlawfully harassing; (f) be obscene or contain child pornography; (g) contain any viruses, Trojan horses, worms, time bombs, cancelbots, easter eggs or other computer programming routines that may damage, detrimentally interfere with, surreptitiously intercept or expropriate any system, data or personal information; and (h) create liability for us or cause us to lose (in whole or in part) the services of our ISPs or other suppliers.此外,如果向我们授权或支付使用费或成交费可能导致我们违反任何适用法律、法令、条例或规定,则您不得在本网站上授权或申请此类询证函(或完成任何使用我们的服务发起的交易)。

8.3 许可证。 Solely to enable Capital Confirmation to use Your Information, so that we are not violating any rights you might have in that information, you agree to grant us a non-exclusive, worldwide, perpetual, irrevocable, royalty-free, sublicensable (through multiple tiers) right to exercise the copyright, publicity, and database rights (but no other rights) you have in Your Information, in any media now known or not currently known, with respect to Your Information.

8.4 Access and Use. Access and use of Client Information by Capital Confirmation, will be directed by you and limited to the extent necessary to deliver the Service. Capital Confirmation will establish standards and guidelines designed to protect the confidentiality, integrity and availability of Client Information hosted in the Service.

8.5 Supplemental Terms with German Auditors/Sworn Accountants.

The parties agree that this Section 8.5 shall only apply in the event you are a German Auditor/Sworn Accountant utilizing the Service:

a. Capital Confirmation is aware that legal obligations exist with regard to allowing access to information of your clients and that the violation of such obligations may have criminal consequences for the parties involved (cf. in particular §§ 203, 204 StGB, custodial sentence or fine).

Capital Confirmation is obligated to maintain confidentiality in accordance with the mandatory applicable legal provisions on confidentiality and the contractual provisions existing with the client.

b. Capital Confirmation will be obligated not to use the customer data provided to any extent other than that described in this Agreement. In this context, Capital Confirmation will be obligated, in particular, in the context of processing for the provision of online services to customer, to obtain knowledge of third party secrets only to the extent that this is necessary for the performance of the Agreement. By "obtain knowledge", the parties understand the process of cognitive, human and content knowledge (e.g. access to contents of individual documents with the aim of taking cognitive, human and content knowledge of them).

c. Capital Confirmation and its subcontractors may use other persons to provide the Services. Capital Confirmation ensures that both the persons employed by Capital Confirmation insofar as they could gain knowledge of customer data made available in connection with their activities, and the subcontractors are obligated to maintain confidentiality in accordance with the contractual provisions existing with the customer, at least in text form, and that the subcontractors are also obligated to obligate the persons employed by them accordingly.

9. Ownership of Intellectual Property.

Capital Confirmation将拥有并保留与服务相关或从本协议描述的关系中产生的所有知识产权的所有权利、所有权和利益。“知识产权”是指所有想法、发现、发明、开发、设计、改善、商标、服务标志、商业秘密、专有信息、程序、源代码、目标码、专利申请、专利、版权(在其期限内,包括版权续约、延展及归复)、受版权保护的作品以及相关商誉,包括当前存在或之后产生的增强、改善和衍生作品。 You hereby assign and transfer to Capital Confirmation any and all rights in any such Intellectual Property, either presently existing or hereinafter arising, and agree to take such actions (at Capital Confirmation's expense) as Capital Confirmation may reasonably request to secure such rights for Capital Confirmation.作为我们服务的注册用户期间以及从上次登录之日起两 (2) 年期限内,您同意不提供或协助他人提供在任何方面与Capital Confirmation所提供之服务相竞争的服务。 Unsolicited ideas or product feedback will automatically become our property, without any compensation to you and we may use or distribute such submissions and their contents for any purpose and in any way without any obligations of confidentiality or otherwise.

9.1 许可证。 You agree to grant us a non-exclusive, worldwide, perpetual, irrevocable, royalty-free, sublicensable (through multiple tiers) right to use your company name, registered trademark, word mark, service mark, and logo in correspondence with Clients and Users related to the Service.

10. Access and Interference.

您同意,未经我们事先明确书面许可,您不会使用任何机器人、蜘蛛程序或其他自动设备或手动流程监控或复制我们的网页或网页内容。 You agree that you will not reverse engineer, disassemble, decompile, decode, adapt, develop, or modify the website or Service, or otherwise attempt to derive or gain access to the source code of the website or Service, in whole or in part.您同意您将不使用任何设备、软件或例行程序规避我们的安全功能,干扰或试图干扰Capital Confirmation网站及网站上任何活动的正常运作。您同意,您不会采取任何对我们的基础设施造成不合理或过多负荷的行动。我们网站上的大部分信息均会实时更新,属于专有信息,或者由我们的用户或第三方许可给Capital Confirmation使用。您同意,在未得到Capital Confirmation或相关第三方事先明确书面许可之前,您不会复制、再创作、窜改、修改、创建衍生作品或公开展示我们网站上的任何内容(您的信息除外)。 You must ensure that all information you supply to us through our website or Service, or in relation to our website or Service, is true, accurate, complete and not misleading. You shall have sole responsibility for the legality, reliability, integrity, accuracy, and quality of this information. You shall not access all or any part of our website or Service to build a product or service which competes with the Service. You shall not attempt to obtain, or assist third parties in obtaining, access to our website or Service, other than as provided under this Agreement. You shall not make, nor permit any party to make, any use of our website or Service other than to avail of the Service. You shall not make alterations to, or permit our website or Service or any part of it to be combined with, or become incorporated into, any other programs. You shall not provide or otherwise make available our website or the Service in whole or in part (including object and source code), in any form, to any person without our prior written consent. You shall not infringe on our licensors' intellectual property rights or those of any third party in relation to your use of our website or Service. We may make available to you certain Application Programming Interfaces (an "API" or "APIs") to achieve additional functionality for users, and provide capabilities or integrations that leverage one or more of our products or services available at www.confirmation.com or provided by our affiliates, which you may use where applicable, subject to our then current fees (if any) for such APIs. Unless previously authorized by us, or our affiliates, you must not automatically connect (whether through APIs or otherwise) any Service to other data, software, services or networks.

11. Breach.
Without limiting other remedies, we may immediately remove you, warn our community of your actions, issue a warning, temporarily suspend, indefinitely suspend or terminate your membership and refuse to provide our services to you if: (a) you breach this Agreement or the documents it incorporates by reference; (b) we are unable to verify or authenticate any information you provide to us; or (c) we believe that your actions may cause financial loss or legal liability for you, our users or us.

12. Electronic Communications; Identifiers and Passwords; Binding Effect.

您将在网上使用SSL技术和2048位加密,与我们收发信息。 You must use Internet browsers that will support the use of 2048-bit encryption. In order to initiate a session where information is transmitted, you will select and use an identification code (such as a "log-in ID") and a password.您应保护和保管标识码和密码,并仅允许授权员工在服务中使用标识码和密码。我们及所有其他收到您信息(使用您所选的标识码和密码进行传输)的人员在任何情况下均有权相信,以此方式传输的信息系您所传输,此类信息在各方面均属实、准确和完整,并且与带有您签名的书面文件中传达的信息具有相同的效力和意图。如果您认为您的标识码和密码丢失、被盗或在任何方面泄露,请立即拨打1-866-325-72011通知我们。如果我们对您的通知做出答复,那么使用此后收到的标识码和密码进行的通信将是无效的。

13. Privacy & Data Processing.
13.1 Privacy We do not sell or rent your personal information to third parties and only use your personal information as described in the Privacy Statement available at https://www.confirmation.com/legal-security-privacy/index.html. We take the protection of our users’ privacy seriously. We store and process your personal information on computers located in the European Union and the United States that are protected with security measures.

If you object to your personal information being collected, used, transferred, or otherwise processed in this way, please do not use our services.

13.2 Data Processing. The parties agree that the terms of the Customer Data Processing Addendum (“DPA”), shall apply to the extent Capital Confirmation Processes Customer Personal Data (as those terms are defined in the DPA), in which case the DPA is hereby incorporated into this Agreement by this reference. If the parties are required to enter into the Standard Contractual Clauses to legitimize the transfer of Personal Data outside of the European Economic Area (EEA) and/or Switzerland, then the parties hereby agree to the Standard Contractual Clauses as outlined in the DPA provided that, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the terms set forth in Schedule 1. For the purposes of this User Agreement references to “Thomson Reuters” in the DPA shall be deemed to refer to Capital Confirmation and references to “Customer” shall be deemed to refer to You.

14. Client Authentication.

You certify that any and all subject(s) set up as your client(s) on the Confirmation.com service are authorized representatives of your client.

15. Authorization.

You certify that any confirmations requested are with the subject(s) prior written permission. You agree to keep the authorization on file for a minimum of 5 years. 通常此书面许可采用客户委托书的形式。 You warrant that the release of the subject information will not result in a breach of any applicable Data Protection Laws.

16. Audit Rights.

Capital Confirmation may, from time to time, conduct various audits of your practices and procedures to determine your compliance with this Agreement. You will reasonably cooperate in all those audits. Capital Confirmation may conduct on-site and/or off-site audits of your facilities as Capital Confirmation determines during normal business hours, and upon reasonable notice.

17. No Warranty.

WE, OUR SUBSIDIARIES, EMPLOYEES AND OUR SUPPLIERS PROVIDE OUR WEB SITE AND SERVICES, INCLUDING BUT NOT LIMITED TO ANY APIS, ON AN "AS IS" BASIS WITHOUT ANY WARRANTIES OF ANY KIND. WE, TO THE FULLEST EXTENT PERMITTED BY LAW, DISCLAIMS ALL WARRANTIES, INCLUDING THE WARRANTY OF MERCHANTABILITY, NON-INFRINGEMENT OF THIRD-PARTIES' RIGHTS, AND THE WARRANTY OF FITNESS FOR A PARTICULAR PURPOSE. WE MAKE NO WARRANTIES ABOUT THE ACCURACY, RELIABILITY, COMPLETENESS, OR TIMELINESS OF THE SERVICES OR ANY CONTENT THEREIN. WE MAKE NO WARRANTIES THAT THE WEBSITE OR SERVICE WILL REMAIN AVAILABLE. WE RESERVE THE RIGHT TO DISCONTINUE OR ALTER ANY OR ALL OF THE WEBSITE OR SERVICE, AND TO STOP PUBLISHING OUR WEBSITE OR SERVICE AT ANY TIME AND IN OUR SOLE DISCRETION WITHOUT NOTICE OR EXPLANATION, AND YOU WILL NOT BE ENTITLED TO ANY COMPENSATION OR OTHER PAYMENT UPON THE DISCONTINUANCE OR ALTERATION OF OUR WEBSITE OR SERVICES. FOR THE AVOIDANACE OF ALL DOUBT, WE DO NOT WARRANT, NOR WILL BE RESPONSIBLE FOR, ANY PRODUCTS, SERVICES, FUNCTIONALITY, OR INTERFACES THAT ARE PROVIDED BY YOU OR ANY THIRD PARTY.

18. Liability Limit.

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE FOR LOST PROFITS OR ANY SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES ARISING OUT OF OR IN CONNECTION WITH OUR SITE, OUR SERVICES, INCLUDING WITHOUT LIMITATION USE OF ANY APIS, OR THIS AGREEMENT (HOWEVER ARISING, INCLUDING NEGLIGENCE).用户无需承担与服务相关的间接、惩罚性、特别、附带损害赔偿,即使已经知晓发生此类损害的可能性。

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE WITH RESPECT TO THE ACCURACY OR RELIABILITY OF INFORMATION PROVIDED BY THE AUDITOR, WHETHER INPUTTED INTO THE CAPITAL CONFIRMATION WEBSITE OR ANY ASSOCIATED PLATFORMS BY US CAPITAL CONFIRMATION OR BY THE AUDITOR. THE AUDITOR MAINTAINS THE SOLE RESPONSIBILITY AND LIABILITY FOR REVIEWING AND APPROVING THE INFORMATION POPULATED INTO THE CAPITAL CONFIRMATION WEBSITE AND ASSOCIATED PLATFORMS.

在任何情况下,我们及订户、员工和供应商向您或任何第三方承担的责任仅限于以下两者中较轻者:(A) 您在承担责任的第一天之前12个月内向我们支付的费用金额,或 (B) 100美元。 NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN YOUR SOLE AND EXCLUSIVE REMEDY FOR ANY FAILURE OR NONPERFORMANCE OF ANY APIS PROVIDED BY CAPITAL CONFIRMATION SHALL BE FOR CAPITAL CONFIRMATION TO USE COMMERCIALLY REASONABLE EFFORTS TO ADJUST OR REPAIR THE NONPERFORMING APIS.

19. Fair Credit Reporting Disclosure.

The parties acknowledge that CCI is not a consumer reporting agency as such term is defined in the federal Fair Credit Reporting Act, 15 U.S.C. 1581 et seq. ("FCRA") and therefore, is not subject to the requirements or provisions of the FCRA. Any reports accessed through the Services or Sites do not constitute consumer reports as such term is defined in the FCRA, and accordingly, such reports may not be used to determine eligibility for credit, employment, insurance underwriting, tenant screening or for any other purpose provided for in the FCRA. CCI makes no representations or warranties as to its compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. However, other Users, including banking institutions, financial organizations, credit reporting agencies, and other entities with which the User may interact through the Services or Sites may be subject to the Fair Credit Reporting Act. CCI makes no representations or warranties about such other User's compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. CCI shall not be deemed a guarantor of the accuracy or completeness of information provided by other Users.

20. Indemnity.
You shall indemnify and hold Capital Confirmation and (as applicable) our parent, subsidiaries, affiliates, officers, directors, agents, and employees and the financial institutions harmless from any and all third-party claims, losses and damages, liability, and costs, including attorney’s fees, against, or incurred by, Capital Confirmation to the extent such claims, damages, liability and costs result directly or indirectly from: (a) your negligence or intentional conduct; (b) your breach of your obligations under this Agreement including, but not limited to, any breach which results in the unauthorized and/or non-permissible use of information obtained via Capital Confirmation’s Confirmation.com service or any other such service under this Agreement; (c) any claim that our website or Service or the use thereof infringes upon, misappropriates, or violates any intellectual property rights of any third party, provided that such claim results from or is related to (i) an unauthorized modification of our website or Service; (ii) the combination of the website or Service with software, hardware, or equipment not provided by us if our website or Service alone would not be the subject of such claim; or (iii) your unauthorized use of the website or Service; (d) any data breach suffered by you, your vendor or processor, or by a vendor or processor for Capital Confirmation; or (e) any claim, action, audit, investigation, regulatory action, inquiry, or other proceeding that arises out of or relates to your failure to comply with any applicable laws and regulations in connection with the transfer of personal data to or outside the EU/EEA including any applicable Data Protection Laws.

21. Confidentiality.

You may be given access to our confidential information or confidential information from other authorized Users in relation to your use of our website or Service. Information and knowledge related to the operation and processes of the website and Service are also considered confidential information. You shall hold confidential information in confidence and, unless required by law, not make confidential information available to any third party, or use confidential information for any purpose other than as provided for in using our website or Service. You shall take all reasonable steps to ensure that confidential information to which you have access is not disclosed or distributed by any person in violation of this Agreement. You acknowledge that details of the Service constitute our confidential information.

22. Legal Compliance.

You represents and warrants that you have read, understand and shall comply with all laws, regulations and judicial actions including, but not limited to, the Identity Theft and Assumption Deterrence Act, the Fraud and False Statements Act, the USA Freedom Act, the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”), the Gramm-Leach-Bliley Act and the Fair Credit Reporting Act (15 U.S.C. 1681 et seq.), including without limitation, all amendments thereto, and all other applicable federal or state legislation, regulations and judicial actions, as now or as may become effective.

You certify that you will use the service and the information received for no other purpose than is legally permissible. You understand that if the system is used improperly by company personnel, or if its access codes are made available to any unauthorized personnel due to carelessness on the part of you or any other, you may be held responsible for financial losses, fees or monetary charges that may be incurred and that its access privileges may be terminated. You will not obtain, retain, use, or provide access to the Service to an affiliate or any third party in a manner that may breach any applicable export control or economic sanctions laws and regulations for any jurisdiction, including the United States of America, the United Kingdom and the European Union and its Member States. You warrant that neither you, nor any affiliate to which you provide access to the Service, is affiliated with a specially designated or sanctioned entity under any of those laws and that, in any transaction relating to Confirmation or the Service, such transactions will not involve sanctioned parties, including without limitation through the use of bank accounts at banks that are sanctioned parties. Further, the parties represent and warrant that they have read, understand and shall comply with all applicable laws, regulations and judicial actions including, but not limited to, anti-bribery laws, anti-corruption laws, anti-slavery laws, anti-human trafficking, tax laws, any applicable law aimed at preventing the facilitation of criminal behavior.

23. UK Finance Limited plus any other group company of UK Finance Limited (together the “UKF”).
Nothing in this agreement shall limit the UKF’s liability for death or personal injury caused by its negligence or that or its personnel; fraud or fraudulent misrepresentation; or for any other liability which cannot be excluded under English law, even if any other terms of this Agreement would suggest that this might otherwise be the case.

You expressly acknowledge and agree that the UKF: (a) is not a part to this Agreement and is not involved in the design, supply or support of Capital Confirmation Inc’s services including the service promoted to UK banks as “UKF Confirmations”; (b) makes no representation or warranty that the services will be adequate or appropriate for you and its requirements and any UKF trademarks or logos present in marketing materials or other documents o not represent and endorsement of the service; (c) shall not be responsible for providing any of the services; and (d) shall have no liability to you whatsoever whether direct or indirect and whether in contact, tort (including negligence), misrepresentation or for any other reason in respect of any of the services provided under this agreement.

24. No Agency.

您和Capital Confirmation是独立承包商,本协议并未建立或意图建立任何代理关系、合伙关系、合资企业、员工与雇主或者特许人与被特许人之间的关系。

25. Notices.
Except as explicitly stated otherwise, any notices shall be given by postal mail to Capital Confirmation Inc. Attn: Legal Department 610 Opperman Drive, Eagan, MN 55123 (in the case of Capital Confirmation) or to the email address you provide to Capital Confirmation during the registration process (in your case).电子邮件发送之后24小时即视为通知已经发出,除非发送方获悉电子邮件地址无效。此外,我们还可能通过挂号信、预付邮资信件和请求回执的方式,向您在注册过程中提供给Capital Confirmation的地址发送通知。在这种情况下,在邮寄之日后3天即视为通知已经发出。

26. Arbitration.
由于本协议或我们的服务所引起的或与之相关的任何法律争议或法律索赔(不包括Capital Confirmation为对其网站运营、知识产权及服务收取费用和/或追讨损害赔偿或申请与之相关的禁令而采取的法律行为)将按照美国仲裁协会商业仲裁规则,通过有约束力的仲裁进行解决。任何此类争议或索赔均应单独仲裁,不得与任何其他方的任何索赔或争议合并进行仲裁。仲裁将在田纳西州纳什维尔进行,仲裁判决则在具有管辖权的法院作出。在等待仲裁完成期间,您或Capital Confirmation可以向田纳西州纳什维尔具有充分管辖权的法院申请任何必要的临时或初步救济,以保护您或Capital Confirmation的权利或财产。如果任何一方提起违背此条款的诉讼,另一方可以获得最多1000美元的律师费和费用赔偿。

27. Additional Terms.

以下政策通过引用纳入本协议,并且提供了与我们网站上所提供的特定服务相关的附加条款和条件:

Customer Data Processing Addendum:

https://www.thomsonreuters.com/content/dam/ewp-m/documents/thomsonreuters/en/pdf/gdrp/global-customer-data-processing-addendum.pdf

隐私声明:

https://www.confirmation.com/legal-security-privacy/index.html.

Fee and Credit Policy:

https://www.confirmation.com/resources/uncategorized/fees-and-credit-policy/

政策中的每条规定都可能不时变更,并且在我们于网站上发布变更之后立即生效,隐私声明除外。对于隐私声明,我们将提前三十天向您发出通知。此外,在使用我们网站上的特定服务时,您同意遵守适用于您在网站上所使用服务的任何公布政策或规则,我们可能不时发布政策或规则。所有此类公布的政策或规则在此通过引用纳入本协议。

You acknowledge and agree that: (a) members of Capital Confirmation's Group may be retained as sub-processors; and (b) Capital Confirmation and members of Capital Confirmation's Group respectively may engage third-party sub-processors in connection with the provision of the Services. We do not guarantee and shall not be liable for the performance of any sub-processor or sub-contractor.

28. Governing Law.

This Agreement shall be governed in all respects by the laws of the State of Tennessee, without reference to conflict of laws principles. You further consent to exclusive jurisdiction by the United States District Court for the Middle District of Tennessee.

29. Assignment.

您同意,发生合并或收购时,Capital Confirmation可自行决定将本协议及所有合并的协议自动转让给第三方。 You may not, without our prior written consent, assign, transfer, sub-contract or otherwise deal with any of your rights and/or obligations under this Agreement.

30. General.
我们不保证对服务的访问能够持续、不中断或者无安全风险,我们网站的运营也可能被超出我们控制范围的众多因素所干扰。如果本协议的任何条款被认为无效或无法执行,该条款将被取消,其余条款仍将予以执行。标题仅供参考之用,并未定义、限制、解释或描述各节的范围或程度。如果我们未能对您或他人的违约采取行动,并不表示放弃对后续或类似违约采取行动的权利。英语是Confirmation.com网站内容的官方语言。通过使用第三方服务提供商,Confirmation.com为英语水平有限的用户提供访问本网站信息的途径。通过自动化程序完成的翻译不应视为完全准确,尤其是技术和法律术语。此外,有些文件(包括图表、照片和便携式文档格式 (PDF) )无法通过该程序进行翻译。Capital Confirmation Inc.不保证本系统所翻译任何信息的准确性或可靠性,因此对于因依赖此类信息的准确性或可靠性而产生的任何损失概不负责。尽管我们已尽一切努力确保翻译的准确性,仍有部分内容可能不正确。任何依赖于从该系统所获信息的个人或实体应自行承担风险。本协议阐述了我们之间就相关主题达成的完整谅解和协议。与服务费用相关的第2条(费用和服务)、第3.3条(免责)、第8.3条(许可证)、第10条(访问和干扰)、第18条(责任限制)、第20条(赔偿)及第26条(仲裁)将在本协议终止或到期之后继续生效。

31. Disclosures.
The services hereunder are offered by Capital Confirmation Inc., located at 610 Opperman Drive, Eagan, MN 55123.服务费用如上文第2条(费用和服务)所述。

32. Disputes.

Disputes between you and Capital Confirmation regarding our services may be reported to Customer Support by mailing us at Capital Confirmation, Customer Support, 610 Opperman Drive, Eagan, MN 55123.我们鼓励您向当地执法部门、邮政部长或认证的调解或仲裁机构举报所有用户之间的争议。

33. Your Acceptance of this User Agreement.

You evidence your acceptance of this User Agreement by clicking on "Accept User Agreement and Add Account" button on the Capital Confirmation website or by using the Confirmation.com service.该接受行为与您在包含本用户协议条款和条件的书面文件上签名具有同等的法律效力。

附表1

Where applicable as outlined in Section 13 (Privacy & Data Processing) of the User Agreement, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the following:

附录1
隶属标准合约条款

此附录构成本条款的一部分,且必须由各方填写并签名。

成员国可按照其国家程序填写或详述任何必须包含在此附件内的附加信息。

数据输出方

The data exporter is (please specify briefly your activities relevant to the transfer):

The data exporter will export the personal data contained in the client's documentation to the responders via the Confirmation.com platform. Exported data will concern personal data of data exporter's employees with access given to the online platform handled by the data importer. Also, data exporter's client data for the purposes of forwarding data exporter's audit requests to responders by the data importer.

数据输入方

The data importer is (please specify briefly activities relevant to the transfer):

Capital Confirmation Inc.

The data importer provides an online venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users. Processed data will concern data exporter's employees for which accounts in the platform handled by the data importer will be created. Also, data exporter's client data for the purposes of forwarding data exporter's audit requests to responders by the data importer.

数据主体

The personal data transferred concern the following categories of data subjects (please specify):

Data exporter’s employees and personal data of data exporter’s client’s representatives and other subjects mentioned in the documentation, which is sent to the responder

数据类别

The personal data transferred concern the following categories of data (please specify):

The categories of data are: names, surnames, addresses, account numbers, financial information, PESEL number and other personal data of the subjects mentioned in the documentation sent to the responder. Employees, partners, principals, directors, former employees, former partners, former principals, former directors, new hires, individual contractors and temporary staff of the data exporter, as well as applicants, dependants, contractors / subcontractors, clients, suppliers/vendors of the data exporter

特殊数据类别(如适用)

Not applicable

处理操作

The personal data transferred will be subject to the following basic processing activities (please specify):

The platform Confirmation.com is internet-based system, that allows the data exporter to send documentation to auditors for the needs of the audit. The documentation will be encrypted by the data importer while uploading it to the platform, so the data importer should not get access to the contents of the documentation and personal data contained in the documentation beyond the scope necessary to perform the encryption process.

DATA EXPORTER

Name:………………………………………………………………………………………………………………………

Authorised Signature………………………………………………………………………………………………………………………

DATA IMPORTER

Capital Confirmation Inc.

姓名:

Authorised Signature………………………………………………………………………………………………………………………

附录2

隶属标准合约条款

此附件构成本条款的一部分,而且必须由各方填写并签名。

数据输入方遵照第4(d)条和第5(c)条规定(或随附的文件/法规)所实施的技术性与机构性安全措施说明如下:

Data Importer has implemented the technical and organisation security measures set out in the Agreements and incorporated herein by reference.

DATA EXPORTER

姓名:

授权签名

Capital Confirmation Inc.

姓名:

授权签名

For Responders of Confirmations

用户协议

下文描述了CAPITAL CONFIRMATION INC.为您提供我方服务的相关条款。

Welcome to the User Agreement for Capital Confirmation Inc. This Agreement describes the terms and conditions applicable to your use of our services available under the domains and sub-domains of www.confirmation.com, and learn.confirmation.com ("Confirmation Website(s)") owned and operated by Capital Confirmation, and the general principles for the websites of our subsidiaries.如果您不同意接受本协议条款与条件的约束,请勿使用或访问我们的服务。 You evidence your acceptance of the terms and conditions of this Agreement through your use of any of the Confirmation.com services (aka "Confirm™" service).

If you have any questions, please email us at customer.support@confirmation.com.

在您成为Capital Confirmation成员之前,您必须阅读、同意和接受本用户协议和隐私声明中的所有条款和条件,包括下文明确阐述的条款和条件以及通过引用而纳入协议的条款和条件。我们强烈建议您在阅读本用户协议的同时,访问和阅读本文档提及的其他页面和网站中的信息,因为这些信息可能包含您作为Capital Confirmation用户的更多适用条款和条件。 Please note: underlined words and phrases are links to these pages and websites.接受本用户协议,即表示您还同意您对Capital Confirmation其他网站的使用将受到这些网站上所公布的条款和条件的管辖。

我们可能随时修订本协议并在网站上公布修订后的条款。 Except as stated below, all amended terms shall automatically be effective immediately upon posting on our site.您不会收到有关本协议任何变更的书面或电子邮件通知。除非经过您和Capital Confirmation Inc.以书面方式签署,否则本协议不得以其他方式进行修订。本协议自1年2003月{[#2]}日起生效。

1. Membership Eligibility.
我们的服务仅面向可根据适用法律签订具有法律约束力的合同的个人提供。在不限制上述条款的情况下,我们的服务不向未成年人、临时吊销或无限期吊销资格的Capital Confirmation会员提供。如果您是未成年人,则您不能使用本服务。如果您不符合资格,请勿使用我们的服务。而且,您的Capital Confirmation账户(包括反馈)和用户ID不得转让或出售给其他方。如果您作为商业实体注册,则表示您有权让该实体接受本协议的约束。如果您作为个人注册,则表示您是您所声称的个人。

2. Fees and Service.
Capital Confirmation provides a venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users (the "Service").参与和使用我们的服务对审计询证函做出回应完全免费。在我们至少提前十四(14)天通过在本协议中公布该政策的变更而向您发出通知后,相关变更即生效。在推出新服务时,其费用在该服务推出之时生效。 The Service also includes the provision of ancillary services deemed reasonably necessary by Capital Confirmation to run a venue for digital transaction management, including but not limited to customer support, billing, and account management.

3. Capital Confirmation is a Venue.

3.1 Capital Confirmation不是会计公司或客户用户,也不是会计公司或客户用户的授权代表。 我们的网站旨在为用户提供一个对审计询证函做出回应的渠道。 We are not involved in the actual transaction between users of and providers of the confirmation information.因此,我们无法控制申请和复函的质量、准确性、及时性、合法性或真实性。

3.2 身份验证。 当用户在我们网站上注册时,我们会使用多种技术对用户进行身份验证。然而,由于在互联网上进行用户身份验证非常困难,因此Capital Confirmation不会也无法确认每个用户所声称的身份。所以我们建立了一套用户发起的通信系统,以帮助您评估您的交易对象。我们鼓励您通过我们网站上提供的工具,直接与相关方进行沟通。

3.3 免责。 由于我们是一个渠道,因此如果您与一个或多个用户发生争议,那么对于由此类争议引起的或以任何方式与之相关的任何类型和性质的索赔、要求及(实际和间接)损害赔偿(无论是已知还是未知,怀疑还是未怀疑,披露或未披露的),您将免除Capital Confirmation(及其高级职员、董事、代理、子公司、合资企业和员工)的责任。 If you are a California resident, you waive California Civil Code §1542, which says: “A general release does not extend to claims which the creditor does not know or suspect to exist in his favor at the time of executing the release, which if known by him must have materially affected his settlement with the debtor.”

3.4 信息控制。 我们并不控制其他用户通过我们的系统提供的信息。您可能发现其他用户的信息并不准确。在使用我们的网站时,请务必小心,并运用常识和安全实践。

3.5 客户支持。 Monday through Friday between the hours of 8:00 A.M. and 5:00 P.M. Central Standard Time, customer support shall be available free of charge by telephone or by email at one or more phone numbers or email addresses to be specified on our website located at www.confirmation.com.

4. Responding

对询证函申请做出回应即表示,您同意接受本协议条款的约束。回应一经发出,不可撤消。如果您选择对询证函做出回应,即证实您拥有代表您所声称代表和就职的公司对此类询证函做出回应的合法权利,在回应者为个人的情况下,您证实您是您所声称的个人。

5. Fraud

在不限制任何其他补救的情况下,如果Capital Confirmation通过定罪、和解、保险调查或其他方式,怀疑您参与了与我们网站相关的欺诈活动,我们可能吊销或终止您的账户。

6. Your Information.

6.1 Definition. “Your Information” is defined as any information you provide to us or other users in the registration or confirmation process (including but not limited to Client Information, as defined below), in any message area or through any email feature.您对您的信息全权负责,我们是您信息在网上分发和公布的被动渠道。 You acknowledge and agree that as part of the Service Capital Confirmation will be required to host and process information relating to the audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, and banks, relating to your clients (collectively “Client Information”).

6.2 受限活动。 Your Information (or any items listed) and your activities on the site shall not: (a) be false, inaccurate or misleading; (b) be fraudulent; (c) infringe any third party’s copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (d) violate any law, statute, ordinance or regulation (including, but not limited to, those governing consumer protection or antidiscrimination); (e) be defamatory, trade libelous, unlawfully threatening or unlawfully harassing; (f) be obscene or contain child pornography; (g) contain any viruses, Trojan horses, worms, time bombs, cancelbots, easter eggs or other computer programming routines that may damage, detrimentally interfere with, surreptitiously intercept or expropriate any system, data or personal information; and (h) create liability for us or cause us to lose (in whole or in part) the services of our ISPs or other suppliers.此外,如果向我们授权和回应使用费或成交费可能导致我们违反任何适用的法律、法令、条例或规定,则您不得在本网站上授权和对此类询证函做出回应(或完成任何使用我们的服务发起的交易)。

6.3 许可证。 Solely to enable Capital Confirmation to use You Information, so that we are not violating any rights you might have in that information, you agree to grant us a non-exclusive, worldwide, perpetual, irrevocable, royalty-free, sublicensable (through multiple tiers) right to exercise the copyright, publicity, and database rights (but no other rights) you have in Your Information, in any media now known or not currently known, with respect to Your Information.Capital Confirmation只会根据我们的隐私声明使用您的信息。

6.4 Access and Use. Access and use of Client Information by Capital Confirmation, will be directed by you and limited to the extent necessary to deliver the Service. Capital Confirmation will establish standards and guidelines designed to protect the confidentiality, integrity and availability of Client Information hosted in the Service.

7. Ownership of Intellectual Property.

Capital Confirmation将拥有并保留与服务相关或从本协议描述的关系中产生的所有知识产权的所有权利、所有权和利益。“知识产权”是指所有想法、发现、发明、开发、设计、改善、商标、服务标志、商业秘密、专有信息、程序、源代码、目标码、专利申请、专利、版权(在其期限内,包括版权续约、延展及归复)、受版权保护的作品以及相关商誉,包括当前存在或之后产生的增强、改善和衍生作品。 You hereby assign and transfer to Capital Confirmation any and all rights in any such Intellectual Property, either presently existing or hereinafter arising, and agree to take such actions (at Capital Confirmation's expense) as Capital Confirmation may reasonably request to secure such rights for Capital Confirmation.作为我们服务的注册用户期间以及从上次登录之日起两 (2) 年期限内,您同意不提供或协助他人提供在任何方面与Capital Confirmation所提供之服务相竞争的服务。 Unsolicited ideas or product feedback will automatically become our property, without any compensation to you and we may use or distribute such submissions and their contents for any purpose and in any way without any obligations of confidentiality or otherwise.

8. Access and Interference.

您同意,未经我们事先明确书面许可,您不会使用任何机器人、蜘蛛程序或其他自动设备或手动流程监控或复制我们的网页或网页内容。 You agree that you will not reverse engineer, disassemble, decompile, decode, adapt, develop, or modify the website or Service, or otherwise attempt to derive or gain access to the source code of the website or Service, in whole or in part.您同意您将不使用任何设备、软件或例行程序规避我们的安全功能,干扰或试图干扰Capital Confirmation网站及网站上任何活动的正常运作。您同意,您不会采取任何对我们的基础设施造成不合理或过多负荷的行动。我们网站上的大部分信息均会实时更新,属于专有信息,或者由我们的用户或第三方许可给Capital Confirmation使用。您同意,在未得到Capital Confirmation或相关第三方事先明确书面许可之前,您不会复制、再创作、窜改、修改、创建衍生作品或公开展示我们网站上的任何内容(您的信息除外)。 You must ensure that all information you supply to us through our website or Service, or in relation to our website or Service, is true, accurate, complete and not misleading. You shall have sole responsibility for the legality, reliability, integrity, accuracy, and quality of this information. You shall not access all or any part of our website or Service to build a product or service which competes with the Service. You shall not attempt to obtain, or assist third parties in obtaining, access to our website or Service, other than as provided under this Agreement. You shall not make, nor permit any party to make, any use of our website or Service other than to avail of the Service. You shall not make alterations to, or permit our website or Service or any part of it to be combined with, or become incorporated into, any other programs. You shall not provide or otherwise make available our website or the Service in whole or in part (including object and source code), in any form, to any person without our prior written consent. You shall not infringe on our licensors' intellectual property rights or those of any third party in relation to your use of our website or Service. We may make available to you certain Application Programming Interfaces (an "API" or "APIs") to achieve additional functionality for users, and provide capabilities or integrations that leverage one or more of our products or services available at www.confirmation.com or provided by our affiliates, which you may use where applicable, subject to our then current fees (if any) for such APIs. Unless previously authorized by us, or our affiliates, you must not automatically connect (whether through APIs or otherwise) any Service to other data, software, services or networks.

9. Breach.

Without limiting other remedies, we may immediately remove you, warn our community of your actions, issue a warning, temporarily suspend, indefinitely suspend or terminate your membership and refuse to provide our services to you if: (a) you breach this Agreement or the documents it incorporates by reference; (b) we are unable to verify or authenticate any information you provide to us; or (c) we believe that your actions may cause financial loss or legal liability for you, our users or us.

10. Electronic Communications; Identifiers and Passwords; Binding Effect.

您将在网上使用SSL技术和2048位加密,与我们收发信息。 You must use Internet browsers that will support the use of 2048-bit encryption. In order to initiate a session where information is transmitted, you will either select and use an identification code (such as a "log-in ID") and a password or will be prompted to click a link to log-in. You shall protect and safeguard identification codes, passwords, log-in links/emails, and shall only permit authorized employees or yourself to use the identification code and password, or to click the log-in link, in connection with the service.我们及所有其他收到您信息(使用您所选的标识码和密码或登录链接/电子邮件进行传输)的人员在任何情况下均有权相信,通过此等方式传输的信息是由您所传输,并且此类信息是完全真实、准确和完整的,与通过带有您书面签名的书面文件所传达的信息具有相同的效力和意图。如果您认为您的标识码和密码丢失、被盗或在任何方面泄露,请立即拨打1-866-325-7201通知我们。如果我们对您的通知做出答复,那么使用此后收到的标识码和密码进行的通信将是无效的。

11. Privacy & Data Processing.

11.1 Privacy We do not sell or rent your personal information to third parties and only use your personal information as described in the Privacy Statement available at https://www.confirmation.com/legal-security-privacy/index.html. We take the protection of our users’ privacy seriously. We store and process your personal information on computers located in the European Union and the United States that are protected with security measures.

If you object to your information being collected, used, transferred, or otherwise processed in this way, please do not use our services.

11.2 Data Processing. The parties agree that the terms of the Customer Data Processing Addendum (“DPA”), shall apply to the extent Capital Confirmation Processes Customer Personal Data (as those terms are defined in the DPA), in which case the DPA is hereby incorporated into this Agreement by this reference. If the parties are required to enter into the Standard Contractual Clauses to legitimize the transfer of Personal Data outside of the European Economic Area (EEA) and/or Switzerland, then the parties hereby agree to the Standard Contractual Clauses as outlined in the DPA provided that, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the terms set forth in Schedule 1. For the purposes of this User Agreement references to “Thomson Reuters” in the DPA shall be deemed to refer to Capital Confirmation and references to “Customer” shall be deemed to refer to You.

12. Supervisor, Secretary, Coordinator and Clerk Authentication.

You certifies that any and all subject(s) set up as your supervisor(s), secretary(s), coordinator(s) and/or clerk(s) on the Confirm service are your authorized and employed representatives of the .

13. Audit Rights.

Capital Confirmation may, from time to time, conduct various audits of your practices and procedures to determine your compliance with this Agreement. You will reasonably cooperate in all those audits. Capital Confirmation may conduct on-site and/or off-site audits of your facilities as Capital Confirmation determines during normal business hours, and upon reasonable notice.

14. No Warranty.

WE, OUR SUBSIDIARIES, EMPLOYEES AND OUR SUPPLIERS PROVIDE OUR WEB SITE AND SERVICES, INCLUDING BUT NOT LIMITED TO ANY APIS, ON AN "AS IS" BASIS WITHOUT ANY WARRANTIES OF ANY KIND. WE, TO THE FULLEST EXTENT PERMITTED BY LAW, DISCLAIMS ALL WARRANTIES, INCLUDING THE WARRANTY OF MERCHANTABILITY, NON-INFRINGEMENT OF THIRD-PARTIES' RIGHTS, AND THE WARRANTY OF FITNESS FOR A PARTICULAR PURPOSE. WE MAKE NO WARRANTIES ABOUT THE ACCURACY, RELIABILITY, COMPLETENESS, OR TIMELINESS OF THE SERVICES OR ANY CONTENT THEREIN. WE MAKE NO WARRANTIES THAT THE WEBSITE OR SERVICE WILL REMAIN AVAILABLE. WE RESERVE THE RIGHT TO DISCONTINUE OR ALTER ANY OR ALL OF THE WEBSITE OR SERVICE, AND TO STOP PUBLISHING OUR WEBSITE OR SERVICE AT ANY TIME AND IN OUR SOLE DISCRETION WITHOUT NOTICE OR EXPLANATION, AND YOU WILL NOT BE ENTITLED TO ANY COMPENSATION OR OTHER PAYMENT UPON THE DISCONTINUANCE OR ALTERATION OF OUR WEBSITE OR SERVICES. FOR THE AVOIDANACE OF ALL DOUBT, WE DO NOT WARRANT, NOR WILL BE RESPONSIBLE FOR, ANY PRODUCTS, SERVICES, FUNCTIONALITY, OR INTERFACES THAT ARE PROVIDED BY YOU OR ANY THIRD PARTY.

15. Liability Limit.

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE FOR LOST PROFITS OR ANY SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES ARISING OUT OF OR IN CONNECTION WITH OUR SITE, OUR SERVICES, INCLUDING WITHOUT LIMITATION USE OF ANY APIS, OR THIS AGREEMENT (HOWEVER ARISING, INCLUDING NEGLIGENCE). 用户无需承担与服务相关的间接、惩罚性、特别、附带损害赔偿,即使已经知晓发生此类损害的可能性。

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE WITH RESPECT TO THE ACCURACY OR RELIABILITY OF INFORMATION PROVIDED BY THE AUDITOR, WHETHER INPUTTED INTO THE CAPITAL CONFIRMATION WEBSITE OR ANY ASSOCIATED PLATFORMS BY US CAPITAL CONFIRMATION OR BY THE AUDITOR. THE AUDITOR MAINTAINS THE SOLE RESPONSIBILITY AND LIABILITY FOR REVIEWING AND APPROVING THE INFORMATION POPULATED INTO THE CAPITAL CONFIRMATION WEBSITE AND ASSOCIATED PLATFORMS.

在任何情况下,我们与我们的子公司、员工和供应商向您或任何第三方承担的赔偿责任仅限于以下两者中较高者:(A) 您在赔偿责任发生的第一天之前12个月内向我们支付的费用金额,或 (B) 100美元。 NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN YOUR SOLE AND EXCLUSIVE REMEDY FOR ANY FAILURE OR NONPERFORMANCE OF ANY APIS PROVIDED BY CAPITAL CONFIRMATION SHALL BE FOR CAPITAL CONFIRMATION TO USE COMMERCIALLY REASONABLE EFFORTS TO ADJUST OR REPAIR THE NONPERFORMING APIS.

16. Fair Credit Reporting Disclosure.

The parties acknowledge that CCI is not a consumer reporting agency as such term is defined in the federal Fair Credit Reporting Act, 15 U.S.C. 1581 et seq. ("FCRA") and therefore, is not subject to the requirements or provisions of the FCRA. Any reports accessed through the Services or Sites do not constitute consumer reports as such term is defined in the FCRA, and accordingly, such reports may not be used to determine eligibility for credit, employment, insurance underwriting, tenant screening or for any other purpose provided for in the FCRA. CCI makes no representations or warranties as to its compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. However, other Users, including banking institutions, financial organizations, credit reporting agencies, and other entities with which the User may interact through the Services or Sites may be subject to the Fair Credit Reporting Act. CCI makes no representations or warranties about such other User's compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. CCI shall not be deemed a guarantor of the accuracy or completeness of information provided by other Users.

17. Indemnity.

You shall indemnify and hold Capital Confirmation and (as applicable) our parent, subsidiaries, affiliates, officers, directors, agents, and employees and the financial institutions harmless from any and all third-party claims, losses and damages, liability, and costs, including attorney’s fees, against, or incurred by, Capital Confirmation to the extent such claims, damages, liability and costs result directly or indirectly from: (a) your negligence or intentional conduct; (b) your breach of its obligations under this Agreement including, but not limited to, any breach which results in the unauthorized and/or non-permissible use of information obtained via Capital Confirmation’s Confirmation.com service or any other such service under this Agreement; (c) any claim that our website or Service or the use thereof infringes upon, misappropriates, or violates any intellectual property rights of any third party, provided that such claim results from or is related to (i) an unauthorized modification of our website or Service; (ii) the combination of the website or Service with software, hardware, or equipment not provided by us if our website or Service alone would not be the subject of such claim; or (iii) your unauthorized use of the website or Service; (d) any data breach suffered by you, your vendor or processor, or by a vendor or processor for Capital Confirmation; or (e) any claim, action, audit, investigation, regulatory action, inquiry, or other proceeding that arises out of or relates to your failure to comply with any applicable laws and regulations in connection with the transfer of personal data to or outside the EU/EEA including any applicable data protection legislation.

18. Confidentiality

You may be given access to our confidential information or confidential information from other authorized Users in relation to your use of our website or Service. Information and knowledge related to the operation and processes of the website and Service are also considered confidential information. You shall hold confidential information in confidence and, unless required by law, not make confidential information available to any third party, or use confidential information for any purpose other than as provided for in using our website or Service. You shall take all reasonable steps to ensure that confidential information to which you have access is not disclosed or distributed by any person in violation of this Agreement. You acknowledge that details of the Service constitute our confidential information.

19. Legal Compliance.

You represents and warrants that it has read, understands and shall comply with all laws, regulations and judicial actions including, but not limited to, the Identity Theft and Assumption Deterrence Act, the Fraud and False Statements Act, the USA Freedom Act, the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”), the Gramm-Leach-Bliley Act and the Fair Credit Reporting Act (15 U.S.C. 1681 et seq.), including without limitation, all amendments thereto, and all other applicable federal or state legislation, regulations and judicial actions, as now or as may become effective.

You certify that you will use the service and the information received for no other purpose than is legally permissible. You understand that if the system is used improperly by your personnel, or if its access codes are made available to any unauthorized personnel due to carelessness on your part or any other, you may be held responsible for financial losses, fees or monetary charges that may be incurred and that its access privileges may be terminated. You will not obtain, retain, use, or provide access to the Service to an affiliate or any third party in a manner that may breach any applicable export control or economic sanctions laws and regulations for any jurisdiction, including the United States of America, the United Kingdom and the European Union and its Member States. You warrant that neither you, nor any affiliate to which you provide access to the Service, is affiliated with a specially designated or sanctioned entity under any of those laws and that, in any transaction relating to Confirmation or the Service, such transactions will not involve sanctioned parties, including without limitation through the use of bank accounts at banks that are sanctioned parties. Further, the parties represent and warrant that they have read, understand and shall comply with all applicable laws, regulations and judicial actions including, but not limited to, anti-bribery laws, anti-corruption laws, anti-slavery laws, anti-human trafficking, tax laws, any applicable law aimed at preventing the facilitation of criminal behavior.

20. UK Finance Limited plus any other group company of UK Finance Limited (together the “UKF”).

Nothing in this agreement shall limit the UKF’s liability for death or personal injury caused by its negligence or that or its personnel; fraud or fraudulent misrepresentation; or for any other liability which cannot be excluded under English law, even if any other terms of this Agreement would suggest that this might otherwise be the case.

You expressly acknowledge and agree that the UKF: (a) is not a party to this Agreement and is not involved in the design, supply or support of Capital Confirmation Inc’s services including the service promoted to UK banks as “UKF Confirmations”; (b) makes no representation or warranty that the services will be adequate or appropriate for you and its requirements and any UKF trademarks or logos present in marketing materials or other documents do not represent an endorsement of the service; (c) shall not be responsible for providing any of the services; and (d) shall have no liability to you whatsoever whether direct or indirect and whether in contact, tort (including negligence), misrepresentation or for any other reason in respect of any of the services provided under this agreement.

21. No Agency.

您和Capital Confirmation是独立承包商,本协议并未建立或意图建立任何代理关系、合伙关系、合资企业、员工与雇主或者特许人与被特许人之间的关系。

22. Notices.

Except as explicitly stated otherwise, any notices shall be given by postal mail to Capital Confirmation Inc. Attn: Legal Department 610 Opperman Drive, Eagan, MN 55123 (in the case of Capital Confirmation) or to the email address you provide to Capital Confirmation during the registration process (in your case).电子邮件发送之后24小时即视为通知已经发出,除非发送方获悉电子邮件地址无效。此外,我们还可能通过挂号信、预付邮资信件和请求回执的方式,向您在注册过程中提供给Capital Confirmation的地址发送通知。在这种情况下,在邮寄之日后3天即视为通知已经发出。

23. Arbitration.

由于本协议或我们的服务所引起的或与之相关的任何法律争议或法律索赔(不包括Capital Confirmation为对其网站运营、知识产权及服务收取费用和/或追讨损害赔偿或申请与之相关的禁令而采取的法律行为)将按照美国仲裁协会商业仲裁规则,通过有约束力的仲裁进行解决。任何此类争议或索赔均应单独仲裁,不得与任何其他方的任何索赔或争议合并进行仲裁。仲裁将在田纳西州纳什维尔进行,仲裁判决则在具有管辖权的法院作出。在等待仲裁完成期间,您或Capital Confirmation可以向田纳西州纳什维尔具有充分管辖权的法院申请任何必要的临时或初步救济,以保护您或Capital Confirmation的权利或财产。如果任何一方提起违背此条款的诉讼,另一方可以获得最多1000美元的律师费和费用赔偿。

24. Governing Law.

This Agreement shall be governed in all respects by the laws of the State of Tennessee, without reference to conflict of laws principles. You further consent to exclusive jurisdiction by the United States District Court for the Middle District of Tennessee.

25. Assignment

您同意,发生合并或收购时,Capital Confirmation可自行决定将本协议及所有合并的协议自动转让给第三方。 You may not, without our prior written consent, assign, transfer, sub-contract or otherwise deal with any of your rights and/or obligations under this Agreement.

26. Additional Terms.

以下政策通过引用纳入本协议,并且提供了与我们网站上所提供的特定服务相关的附加条款和条件:

Customer Data Processing Addendum:

https://www.thomsonreuters.com/content/dam/ewp-m/documents/thomsonreuters/en/pdf/gdrp/global-customer-data-processing-addendum.pdf

隐私声明:

https://www.confirmation.com/legal-security-privacy/index.html

政策中的每条规定都可能不时变更,并且在我们于网站上发布变更之后立即生效,隐私声明除外。对于隐私声明,我们将提前三十天向您发出通知。此外,在使用我们网站上的特定服务时,您同意遵守适用于您在网站上所使用服务的任何公布政策或规则,我们可能不时发布政策或规则。所有此类公布的政策或规则在此通过引用纳入本协议。

You acknowledge and agree that: (a) members of Capital Confirmation’s Group may be retained as sub-processors; and (b) Capital Confirmation and members of Capital Confirmation’s Group respectively may engage third-party sub-processors in connection with the provision of the Services.

27. General

我们不保证对服务的访问能够持续、不中断或者无安全风险,我们网站的运营也可能被超出我们控制范围的众多因素所干扰。如果本协议的任何条款被认为无效或无法执行,该条款将被取消,其余条款仍将予以执行。标题仅供参考之用,并未定义、限制、解释或描述各节的范围或程度。如果我们未能对您或他人的违约采取行动,并不表示放弃对后续或类似违约采取行动的权利。英语是Confirmation.com网站内容的官方语言。通过使用第三方服务提供商,Confirmation.com为英语水平有限的用户提供访问本网站信息的途径。通过自动化程序完成的翻译不应视为完全准确,尤其是技术和法律术语。此外,有些文件(包括图表、照片和便携式文档格式 (PDF) )无法通过该程序进行翻译。Capital Confirmation Inc.不保证本系统所翻译任何信息的准确性或可靠性,因此对于因依赖此类信息的准确性或可靠性而产生的任何损失概不负责。尽管我们已尽一切努力确保翻译的准确性,仍有部分内容可能不正确。任何依赖于从该系统所获信息的个人或实体应自行承担风险。本协议阐述了我们之间就相关主题达成的完整谅解和协议。与服务费用相关的第2条(费用和服务)、第3.3条(免责)、第6.3条(许可证)、第8条(访问和干扰)、第15条(责任限制)、第17条(赔偿)及第23条(仲裁)将在本协议终止或到期之后继续生效。

28. Disclosures.

The services hereunder are offered by Capital Confirmation Inc., located at 610 Opperman Drive, Eagan, MN 55123.服务费用如上文第2条(费用和服务)所述。

29. Disputes.

Disputes between you and Capital Confirmation regarding our services may be reported to Customer Support by mailing us at Capital Confirmation, Customer Support, 610 Opperman Drive, Eagan, MN 55123.我们鼓励您向当地执法部门、邮政部长或认证的调解或仲裁机构举报所有用户之间的争议。

30. Your Acceptance of this User Agreement.

使用Confirmation.com的服务即表示您接受本用户协议。该接受行为与您在包含本用户协议条款和条件的书面文件上签名具有同等的法律效力。

附表1

Where applicable as outlined in Section 11 (Privacy & Data Processing) of the User Agreement, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the following:

附录1
隶属标准合约条款

此附录构成本条款的一部分,且必须由各方填写并签名。

成员国可按照其国家程序填写或详述任何必须包含在此附件内的附加信息。

数据输出方

The data exporter is (please specify briefly your activities relevant to the transfer):

The data exporter will export the personal data contained in the client's documentation to the requestors via the Confirmation.com platform. Exported data will concern personal data of data exporter's employees with access given to the online platform handled by the data importer. Also, data exporter's customers data for the purposes of forwarding data exporter's audits to requestors by the Importer.

数据输入方

The data importer is (please specify briefly activities relevant to the transfer):

Capital Confirmation Inc.

The data importer provides an online venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users. Processed data will concern data exporter's employees for which accounts in the platform handled by the data importer will be created. Also, data exporter's customers data for the purposes of forwarding data exporters confirmations to requestors by the data importer.

数据主体

The personal data transferred concern the following categories of data subjects (please specify):

Data exporter’s employees and personal data of data exporter’s client’s representatives and other subjects mentioned in the documentation, which is sent to the requestor

数据类别

The personal data transferred concern the following categories of data (please specify):

-names, surnames, names of authorized representatives of the data exporter’s clients

-including but not limited to: names, surnames, addresses, account numbers, financial information, PESEL number and other personal data of the subjects mentioned in the documentation sent to the requestor.

特殊数据类别(如适用)

Not applicable

处理操作

The personal data transferred will be subject to the following basic processing activities (please specify):

The platform Confirmation.com is internet-based system, that allows the data exporter to send documentation to auditors for the needs of the audit. The documentation will be encrypted by the data importer while uploading it to the platform, so the data importer should not get access to the contents of the documentation and personal data contained in the documentation beyond the scope necessary to perform the encryption process.

DATA EXPORTER

Name:………………………………………………………………………………………………………………………

Authorised Signature………………………………………………………………………………………………………………………

DATA IMPORTER

Capital Confirmation, Inc.

Name:………………………………………………………………………………………………………………………

Authorised Signature………………………………………………………………………………………………………………………

附录2

隶属标准合约条款

此附件构成本条款的一部分,而且必须由各方填写并签名。

数据输入方遵照第4(d)条和第5(c)条规定(或随附的文件/法规)所实施的技术性与机构性安全措施说明如下:

Data Importer has implemented the technical and organisation security measures set out in the Agreements and incorporated herein by reference.

 

DATA EXPORTER

姓名:

授权签名

Capital Confirmation Inc.

姓名:

授权签名

For Clients

用户协议

下文描述了CAPITAL CONFIRMATION INC.为您提供我方服务的相关条款。

Welcome to the User Agreement for Capital Confirmation Inc. This Agreement describes the terms and conditions applicable to your use of our services available under the domains and sub-domains of www.confirmation.com, and learn.confirmation.com ("Confirmation Website(s)") owned and operated by Capital Confirmation, and the general principles for the websites of our subsidiaries.如果您不同意接受本协议条款与条件的约束,请勿使用或访问我们的服务。 You evidence your acceptance of the terms and conditions of this Agreement through your use of any of the Confirmation.com services (aka "Confirm™" service).

If you have any questions, please email us at customer.support@confirmation.com.

您必须阅读、同意并接受本用户协议和隐私声明中的所有条款和条件,包括下文明确阐述的条款和条件以及通过引用而纳入协议的条款和条件,否则不得使用我们的服务。我们强烈建议您在阅读本用户协议的同时,访问和阅读本文档提及的其他页面和网站中的信息,因为这些信息可能包含您作为Capital Confirmation用户的更多适用条款和条件。 Please note: underlined words and phrases are links to these pages and websites.接受本用户协议,即表示您还同意您对Capital Confirmation其他网站的使用将受到这些网站上所公布的条款和条件的管辖。

我们可能随时修订本协议并在网站上公布修订后的条款。 Except as stated below, all amended terms shall automatically be effective immediately upon posting on our site.您不会收到有关本协议任何变更的书面或电子邮件通知。除非经过您和Capital Confirmation Inc.以书面方式签署,否则本协议不得以其他方式进行修订。本协议自1年2003月{[#2]}日起生效。

1. Membership Eligibility.

我们的服务仅面向可根据适用法律签订具有法律约束力的合同的个人提供。在不限制上述条款的情况下,我们的服务不向未成年人、临时吊销或无限期吊销资格的Capital Confirmation会员提供。如果您是未成年人,则您不能使用本服务。如果您不符合资格,请勿使用我们的服务。而且,您的Capital Confirmation账户(包括反馈)和用户ID不得转让或出售给其他方。如果您作为商业实体注册,则表示您有权让该实体接受本协议的约束。如果您作为个人注册,则表示您是您所声称的个人。

2. Fees and Service.

Capital Confirmation provides a venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users (the "Service"). Joining and using our Service to respond to audit confirmations is free.我们可能随时自行决定更改部分或全部的服务。在推出新服务时,其费用在该服务推出之时生效。 The Service also includes the provision of ancillary services deemed reasonably necessary by Capital Confirmation to run a venue for digital transaction management, including but not limited to customer support, billing, and account management.

3. Capital Confirmation is a Venue.

3.1 Capital Confirmation不是银行或法律事务所,也不是银行或法律事务所的授权代表。我们的网站旨在为用户提供一个可随时随地申请和接收询证函的渠道。 We are not involved in the actual transaction between users of and providers of the confirmation information.因此,我们无法控制申请和复函的质量、准确性、及时性、合法性或真实性。 We also cannot ensure that a provider will actually complete a transaction.

3.2 身份验证。 当用户在我们网站上注册时,我们会使用多种技术对用户进行身份验证。然而,由于在互联网上进行用户身份验证非常困难,因此Capital Confirmation不会也无法确认每个用户所声称的身份。所以我们建立了一套用户发起的通信系统,以帮助您评估您的交易对象。我们鼓励您通过我们网站上提供的工具,直接与相关方进行沟通。

3.3 免责。 由于我们是一个渠道,因此如果您与一个或多个用户发生争议,那么对于由此类争议引起的或以任何方式与之相关的任何类型和性质的索赔、要求及(实际和间接)损害赔偿(无论是已知还是未知,怀疑还是未怀疑,披露或未披露的),您将免除Capital Confirmation(及其高级职员、董事、代理、子公司、合资企业和员工)的责任。 If you are a California resident, you waive California Civil Code §1542, which says: “A general release does not extend to claims which the creditor does not know or suspect to exist in his favor at the time of executing the release, which if known by him must have materially affected his settlement with the debtor.”

3.4 信息控制。 我们并不控制其他用户通过我们的系统提供的信息。您可能发现其他用户的信息并不准确。在使用我们的网站时,请务必小心,并运用常识和安全实践。

3.5 客户支持。Monday through Friday between the hours of 8:00 A.M. and 5:00 P.M Central Standard Time, customer support shall be available free of charge by telephone or by email at one or more phone numbers or email addresses to be specified on our website located at www.confirmation.com.

4. Authorizing and Requesting.

授权和/或申请询证函即表示,您同意接受本协议条款的约束。授权和申请不可撤消。如果您选择授权和/或申请询证函,即表明您拥有授权和/或申请和/或对此类询证函做出回应的合法权利。

5. Address Lookup.

Capital Confirmation从公共和私人数据源中获取地址查询信息。本系统中使用的公共记录、私人记录和商用数据源存在错误,而且并不完整。有时数据的输入质量不佳,并且对其处理方式也不正确。因此不应将本系统视为全然准确的数据来源。使用本系统提供的任何数据之前,应进行独立验证。

6. Fraud.

在不限制任何其他补救的情况下,如果Capital Confirmation通过定罪、和解、保险调查或其他方式,怀疑您参与了与我们网站相关的欺诈活动,我们可能吊销或终止您的账户。

7. Your Information.

7.1 Definition. “Your Information” is defined as any information you provide to us or other users in the registration or confirmation process, in any message area or through any email feature including but not limited to information relating to the audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks.您对您的信息全权负责,我们是您信息在网上分发和公布的被动渠道。 You acknowledge and agree that as part of the Service Capital Confirmation will be required to host and process Your Information. Capital Confirmation will establish standards and guidelines designed to protect the confidentiality, integrity and availability of Your Information hosted in the Service

7.2 受限活动。 Your Information (or any items listed) and your activities on the site shall not: (a) be false, inaccurate or misleading; (b) be fraudulent; (c) infringe any third party’s copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (d) violate any law, statute, ordinance or regulation (including, but not limited to, those governing consumer protection or antidiscrimination); (e) be defamatory, trade libelous, unlawfully threatening or unlawfully harassing; (f) be obscene or contain child pornography; (g) contain any viruses, Trojan horses, worms, time bombs, cancelbots, easter eggs or other computer programming routines that may damage, detrimentally interfere with, surreptitiously intercept or expropriate any system, data or personal information; and (h) create liability for us or cause us to lose (in whole or in part) the services of our ISPs or other suppliers.此外,如果授权或申请任何询证函可能导致我们违反任何适用的法律、法令、条例或规定,则您不得在本网站上进行此授权或申请(或完成任何使用我们的服务发起的交易)。

7.3 许可证。 Solely to enable Capital Confirmation to use Your Information, so that we are not violating any rights you might have in that information, you agree to grant us a non-exclusive, worldwide, perpetual, irrevocable, royalty-free, sublicensable (through multiple tiers) right to exercise the copyright, publicity, and database rights (but no other rights) you have in Your Information, in any media now known or not currently known, with respect to Your Information.Capital Confirmation只会根据我们的隐私声明使用您的信息。

8. Ownership of Intellectual Property.

Capital Confirmation将拥有并保留与服务相关或从本协议描述的关系中产生的所有知识产权的所有权利、所有权和利益。“知识产权”是指所有想法、发现、发明、开发、设计、改善、商标、服务标志、商业秘密、专有信息、程序、源代码、目标码、专利申请、专利、版权(在其期限内,包括版权续约、延展及归复)、受版权保护的作品以及相关商誉,包括当前存在或之后产生的增强、改善和衍生作品。 You hereby assign and transfer to Capital Confirmation any and all rights in any such Intellectual Property, either presently existing or hereinafter arising, and agree to take such actions (at Capital Confirmation's expense) as Capital Confirmation may reasonably request to secure such rights for Capital Confirmation.作为我们服务的注册用户期间以及从上次登录之日起两 (2) 年期限内,您同意不提供或协助他人提供在任何方面与Capital Confirmation所提供之服务相竞争的服务。 Unsolicited ideas or product feedback will automatically become our property, without any compensation to you and we may use or distribute such submissions and their contents for any purpose and in any way without any obligations of confidentiality or otherwise.

9. Access and Interference.

您同意,未经我们事先明确书面许可,您不会使用任何机器人、蜘蛛程序或其他自动设备或手动流程监控或复制我们的网页或网页内容。 You agree that you will not reverse engineer, disassemble, decompile, decode, adapt, develop, or modify the website or Service, or otherwise attempt to derive or gain access to the source code of the website or Service, in whole or in part.您同意您将不使用任何设备、软件或例行程序规避我们的安全功能,干扰或试图干扰Capital Confirmation网站及网站上任何活动的正常运作。您同意,您不会采取任何对我们的基础设施造成不合理或过多负荷的行动。我们网站上的大部分信息均会实时更新,属于专有信息,或者由我们的用户或第三方许可给Capital Confirmation使用。您同意,在未得到Capital Confirmation或相关第三方事先明确书面许可之前,您不会复制、再创作、窜改、修改、创建衍生作品或公开展示我们网站上的任何内容(您的信息除外)。 You must ensure that all information you supply to us through our website or Service, or in relation to our website or Service, is true, accurate, complete and not misleading. You shall have sole responsibility for the legality, reliability, integrity, accuracy, and quality of this information. You shall not access all or any part of our website or Service to build a product or service which competes with the Service. You shall not attempt to obtain, or assist third parties in obtaining, access to our website or Service, other than as provided under this Agreement. You shall not make, nor permit any party to make, any use of our website or Service other than to avail of the Service. You shall not make alterations to, or permit our website or Service or any part of it to be combined with, or become incorporated into, any other programs. You shall not provide or otherwise make available our website or the Service in whole or in part (including object and source code), in any form, to any person without our prior written consent. You shall not infringe on our licensors' intellectual property rights or those of any third party in relation to your use of our website or Service. We may make available to you certain Application Programming Interfaces (an "API" or "APIs") to achieve additional functionality for users, and provide capabilities or integrations that leverage one or more of our products or services available at www.confirmation.com or provided by our affiliates, which you may use where applicable, subject to our then current fees (if any) for such APIs. Unless previously authorized by us, or our affiliates, you must not automatically connect (whether through APIs or otherwise) any Service to other data, software, services or networks.

10. Breach.
Without limiting other remedies, we may immediately remove you, warn our community of your actions, issue a warning, temporarily suspend, indefinitely suspend or terminate your membership and refuse to provide our services to you if: (a) you breach this Agreement or the documents it incorporates by reference; (b) we are unable to verify or authenticate any information you provide to us; or (c) we believe that your actions may cause financial loss or legal liability for you, our users or us.

11. Electronic Communications; Identifiers and Passwords; Binding Effect.

您将在网上使用SSL技术和2048位加密,与我们收发信息。 You must use Internet browsers that will support the use of 2048-bit encryption. In order to initiate a session where information is transmitted, you will select and use an identification code (such as a "log-in ID") and a password.您应保护和保管标识码和密码,并仅允许授权员工在服务中使用标识码和密码。我们及所有其他收到您信息(使用您所选的标识码和密码进行传输)的人员在任何情况下均有权相信,以此方式传输的信息系您所传输,此类信息在各方面均属实、准确和完整,并且与带有您签名的书面文件中传达的信息具有相同的效力和意图。如果您认为您的标识码和密码丢失、被盗或在任何方面泄露,请立即拨打1-866-325-7201通知我们。如果我们对您的通知做出答复,那么使用此后收到的标识码和密码进行的通信将是无效的。

12. Privacy & Data Processing.
12.1 Privacy. We do not sell or rent your personal information to third parties and only use your personal information as described in the Privacy Statement available at https://www.confirmation.com/legal-security-privacy/index.html. We take the protection of our users’ privacy seriously. We store and process your personal information on computers located in the European Union and the United States that are protected with security measures.

If you object to your information being collected, used, transferred, or otherwise processed in this way, please do not use our services.

12.2 Data Processing. The parties agree that the terms of the Customer Data Processing Addendum (“DPA”), shall apply to the extent Capital Confirmation Processes Customer Personal Data (as those terms are defined in the DPA), in which case the DPA is hereby incorporated into this Agreement by this reference. If the parties are required to enter into the Standard Contractual Clauses to legitimize the transfer of Personal Data outside of the European Economic Area (EEA) and/or Switzerland, then the parties hereby agree to the Standard Contractual Clauses as outlined in the DPA provided that, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the terms set forth in Schedule 1. For the purposes of this User Agreement references to “Thomson Reuters” in the DPA shall be deemed to refer to Capital Confirmation and references to “Customer” shall be deemed to refer to You.

13. No Warranty.

WE, OUR SUBSIDIARIES, EMPLOYEES AND OUR SUPPLIERS PROVIDE OUR WEB SITE AND SERVICES, INCLUDING BUT NOT LIMITED TO ANY APIS, ON AN "AS IS" BASIS WITHOUT ANY WARRANTIES OF ANY KIND. WE, TO THE FULLEST EXTENT PERMITTED BY LAW, DISCLAIM ALL WARRANTIES, INCLUDING THE WARRANTY OF MERCHANTABILITY, NON-INFRINGEMENT OF THIRD-PARTIES' RIGHTS, AND THE WARRANTY OF FITNESS FOR A PARTICULAR PURPOSE. WE MAKE NO WARRANTIES ABOUT THE ACCURACY, RELIABILITY, COMPLETENESS, OR TIMELINESS OF THE SERVICES OR ANY CONTENT THEREIN. WE MAKE NO WARRANTIES THAT THE WEBSITE OR SERVICE WILL REMAIN AVAILABLE. WE RESERVE THE RIGHT TO DISCONTINUE OR ALTER ANY OR ALL OF THE WEBSITE OR SERVICE, AND TO STOP PUBLISHING OUR WEBSITE OR SERVICE AT ANY TIME AND IN OUR SOLE DISCRETION WITHOUT NOTICE OR EXPLANATION, AND YOU WILL NOT BE ENTITLED TO ANY COMPENSATION OR OTHER PAYMENT UPON THE DISCONTINUANCE OR ALTERATION OF OUR WEBSITE OR SERVICES. FOR THE AVOIDANACE OF ALL DOUBT, WE DO NOT WARRANT, NOR WILL BE RESPONSIBLE FOR, ANY PRODUCTS, SERVICES, FUNCTIONALITY, OR INTERFACES THAT ARE PROVIDED BY YOU OR ANY THIRD PARTY.

14. Liability Limit.

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE FOR LOST PROFITS OR ANY SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES ARISING OUT OF OR IN CONNECTION WITH OUR SITE, OUR SERVICES, INCLUDING WITHOUT LIMITATION USE OF ANY APIS, OR THIS AGREEMENT (HOWEVER ARISING, INCLUDING NEGLIGENCE). 用户无需承担与服务相关的间接、惩罚性、特别、附带损害赔偿,即使已经知晓发生此类损害的可能性。

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE WITH RESPECT TO THE ACCURACY OR RELIABILITY OF INFORMATION PROVIDED BY THE AUDITOR, WHETHER INPUTTED INTO THE CAPITAL CONFIRMATION WEBSITE OR ANY ASSOCIATED PLATFORMS BY US CAPITAL CONFIRMATION OR BY THE AUDITOR. THE AUDITOR MAINTAINS THE SOLE RESPONSIBILITY AND LIABILITY FOR REVIEWING AND APPROVING THE INFORMATION POPULATED INTO THE CAPITAL CONFIRMATION WEBSITE AND ASSOCIATED PLATFORMS.

在任何情况下,我们与我们的子公司、员工和供应商向您或任何第三方承担的赔偿责任仅限于以下两者中较高者:(A) 您在赔偿责任发生的第一天之前12个月内向我们支付的费用金额,或 (B) 100美元。 NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN YOUR SOLE AND EXCLUSIVE REMEDY FOR ANY FAILURE OR NONPERFORMANCE OF ANY APIS PROVIDED BY CAPITAL CONFIRMATION SHALL BE FOR CAPITAL CONFIRMATION TO USE COMMERCIALLY REASONABLE EFFORTS TO ADJUST OR REPAIR THE NONPERFORMING APIS.

15. Fair Credit Reporting Disclosure.

The parties acknowledge that CCI is not a consumer reporting agency as such term is defined in the federal Fair Credit Reporting Act, 15 U.S.C. 1581 et seq. ("FCRA") and therefore, is not subject to the requirements or provisions of the FCRA. Any reports accessed through the Services or Sites do not constitute consumer reports as such term is defined in the FCRA, and accordingly, such reports may not be used to determine eligibility for credit, employment, insurance underwriting, tenant screening or for any other purpose provided for in the FCRA. CCI makes no representations or warranties as to its compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. However, other Users, including banking institutions, financial organizations, credit reporting agencies, and other entities with which the User may interact through the Services or Sites may be subject to the Fair Credit Reporting Act. CCI makes no representations or warranties about such other User's compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. CCI shall not be deemed a guarantor of the accuracy or completeness of information provided by other Users.

16. Indemnity.
You shall indemnify and hold Capital Confirmation and (as applicable) our parent, subsidiaries, affiliates, officers, directors, agents, and employees and the financial institutions harmless from any and all third-party claims, losses and damages, liability, and costs, including attorney’s fees, against, or incurred by, Capital Confirmation to the extent such claims, damages, liability and costs result directly or indirectly from: (a) Your negligence or intentional conduct; (b) Your breach of its obligations under this Agreement including, but not limited to, any breach which results in the unauthorized and/or non-permissible use of information obtained via Capital Confirmation’s Confirmation.com service or any other such service under this Agreement; (c) any claim that our website or Service or the use thereof infringes upon, misappropriates, or violates any intellectual property rights of any third party, provided that such claim results from or is related to (i) an unauthorized modification of our website or Service; (ii) the combination of the website or Service with software, hardware, or equipment not provided by us if our website or Service alone would not be the subject of such claim; or (iii) your unauthorized use of the website or Service; (d) any data breach suffered by You, Your vendor or processor, or by a vendor or processor for Capital Confirmation; or (e) any claim, action, audit, investigation, regulatory action, inquiry, or other proceeding that arises out of or relates to your failure to comply with any applicable laws and regulations in connection with the transfer of personal data to or outside the EU/EEA including any applicable data protection legislation.

17. Confidentiality.

You may be given access to our confidential information or confidential information from other authorized Users in relation to your use of our website or Service. Information and knowledge related to the operation and processes of the website and Service are also considered confidential information. You shall hold confidential information in confidence and, unless required by law, not make confidential information available to any third party, or use confidential information for any purpose other than as provided for in using our website or Service. You shall take all reasonable steps to ensure that confidential information to which you have access is not disclosed or distributed by any person in violation of this Agreement. You acknowledge that details of the Service constitute our confidential information.

18. Legal Compliance.

You represent and warrant that you have read, understand and shall comply with all laws, regulations and judicial actions including, but not limited to, the Identity Theft and Assumption Deterrence Act, the Fraud and False Statements Act, the USA Freedom Act, the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”), the Gramm-Leach-Bliley Act and the Fair Credit Reporting Act (15 U.S.C. 1681 et seq.), including without limitation, all amendments thereto, and all other applicable federal or state legislation, regulations and judicial actions, as now or as may become effective.

You certify that you will use the service and the information received for no other purpose than is legally permissible. You understand that if the system is used improperly by your personnel, or if your access codes are made available to any unauthorized personnel due to carelessness your part or any other, you may be held responsible for financial losses, fees or monetary charges that may be incurred and that your access privileges may be terminated. You will not obtain, retain, use, or provide access to the Service to an affiliate or any third party in a manner that may breach any applicable export control or economic sanctions laws and regulations for any jurisdiction, including the United States of America, the United Kingdom and the European Union and its Member States. You warrant that neither you, nor any affiliate to which you provide access to the Service, is affiliated with a specially designated or sanctioned entity under any of those laws and that, in any transaction relating to Confirmation or the Service, such transactions will not involve sanctioned parties, including without limitation through the use of bank accounts at banks that are sanctioned parties. Further, the parties represent and warrant that they have read, understand and shall comply with all applicable laws, regulations and judicial actions including, but not limited to, anti-bribery laws, anti-corruption laws, anti-slavery laws, anti-human trafficking, tax laws, any applicable law aimed at preventing the facilitation of criminal behavior.

19. UK Finance Limited plus any other group company of UK Finance Limited (together the “UKF”).

Nothing in this agreement shall limit the UKF’s liability for death or personal injury caused by its negligence or that or its personnel; fraud or fraudulent misrepresentation; or for any other liability which cannot be excluded under English law, even if any other terms of this Agreement would suggest that this might otherwise be the case.

You expressly acknowledge and agree that the UKF: (a) is not a part to this Agreement and is not involved in the design, supply or support of Capital Confirmation Inc.’s services including the service promoted to UK banks as “UKF Confirmations”; (b) makes no representation or warranty that the services will be adequate or appropriate for you and its requirements and any UKF trademarks or logos present in marketing materials or other documents do not represent and endorsement of the service; (c) shall not be responsible for providing any of the services; and (d) shall have no liability to you whatsoever whether direct or indirect and whether in contact, tort (including negligence), misrepresentation or for any other reason in respect of any of the services provided under this agreement.

20. No Agency.

您和Capital Confirmation是独立承包商,本协议并未建立或意图建立任何代理关系、合伙关系、合资企业、员工与雇主或者特许人与被特许人之间的关系。

21. Notices.
Except as explicitly stated otherwise, any notices shall be given by postal mail to Capital Confirmation Inc. Attn: Legal Department 610 Opperman Drive, Eagan, MN 55123 (in the case of Capital Confirmation) or to the email address you provide to Capital Confirmation during the registration process (in your case).电子邮件发送之后24小时即视为通知已经发出,除非发送方获悉电子邮件地址无效。此外,我们还可能通过挂号信、预付邮资信件和请求回执的方式,向您在注册过程中提供给Capital Confirmation的地址发送通知。在这种情况下,在邮寄之日后3天即视为通知已经发出。

22. Arbitration.
由于本协议或我们的服务所引致或与之相关的任何法律争议或法律索赔(Capital Confirmation采取法律诉讼手段为其网站运营、知识产权及服务追索损害赔偿或申请与之相关的禁令除外),将按照美国仲裁协会商业仲裁规则,通过有约束力的仲裁进行解决。任何此类争议或索赔均应单独仲裁,不得与任何其他方的任何索赔或争议合并进行仲裁。仲裁将在田纳西州纳什维尔进行,仲裁判决则在具有管辖权的法院作出。在等待仲裁完成期间,您或Capital Confirmation可以向田纳西州纳什维尔具有充分管辖权的法院申请任何必要的临时或初步救济,以保护您或Capital Confirmation的权利或财产。如果任何一方提起违背此条款的诉讼,另一方可以获得最多1000美元的律师费和费用赔偿。

23. Additional Terms.
以下政策通过引用纳入本协议,并且提供了与我们网站上所提供的特定服务相关的附加条款和条件:

Customer Data Processing Addendum:

https://www.thomsonreuters.com/content/dam/ewp-m/documents/thomsonreuters/en/pdf/gdrp/global-customer-data-processing-addendum.pdf

隐私声明:

https://www.confirmation.com/legal-security-privacy/index.html

政策中的每条规定都可能不时变更,并且在我们于网站上发布变更之后立即生效,隐私声明除外。对于隐私声明,我们将提前三十天向您发出通知。此外,在使用我们网站上的特定服务时,您同意遵守适用于您在网站上所使用服务的任何公布政策或规则,我们可能不时发布政策或规则。所有此类公布的政策或规则在此通过引用纳入本协议。

You acknowledge and agree that: (a) members of Capital Confirmation’s Group may be retained as sub-processors; and (b) Capital Confirmation and members of Capital Confirmation’s Group respectively may engage third-party sub-processors in connection with the provision of the Services.

We do not guarantee and shall not be liable for the performance of any sub-processor or sub-contractor.

24. Governing Law.

This Agreement shall be governed in all respects by the laws of the State of Tennessee, without reference to conflict of laws principles. You further consent to exclusive jurisdiction by the United States District Court for the Middle District of Tennessee.

25. Assignment.

您同意,发生合并或收购时,Capital Confirmation可自行决定将本协议及所有合并的协议自动转让给第三方。 You may not, without our prior written consent, assign, transfer, sub-contract or otherwise deal with any of your rights and/or obligations under this Agreement.

26. General.
我们不保证对服务的访问能够持续、不中断或者无安全风险,我们网站的运营也可能被超出我们控制范围的众多因素所干扰。如果本协议的任何条款被认为无效或无法执行,该条款将被取消,其余条款仍将予以执行。标题仅供参考之用,并未定义、限制、解释或描述各节的范围或程度。如果我们未能对您或他人的违约采取行动,并不表示放弃对后续或类似违约采取行动的权利。英语是Confirmation.com网站内容的官方语言。通过使用第三方服务提供商,Confirmation.com为英语水平有限的用户提供访问本网站信息的途径。通过自动化程序完成的翻译不应视为完全准确,尤其是技术和法律术语。此外,有些文件(包括图表、照片和便携式文档格式 (PDF) )无法通过该程序进行翻译。Capital Confirmation Inc.不保证本系统所翻译任何信息的准确性或可靠性,因此对于因依赖此类信息的准确性或可靠性而产生的任何损失概不负责。尽管我们已尽一切努力确保翻译的准确性,仍有部分内容可能不正确。任何依赖于从该系统所获信息的个人或实体应自行承担风险。本协议阐述了我们之间就相关主题达成的完整谅解和协议。 Sections 2 (Fees and Service) with respect to fees owed for our services, 3.3 (Release), 7.3 (License), 9 (Access and Interference), 14 (Liability Limit), 16 (Indemnity) and 22 (Arbitration) shall survive any termination or expiration of this Agreement.

27. Disclosures.
The services hereunder are offered by Capital Confirmation Inc., located at 610 Opperman Drive, Eagan, MN 55123. Fees for our services are described above in Section 2 (Fees and Service).

28. Disputes.

Disputes between you and Capital Confirmation regarding our services may be reported to Customer Support by mailing us at Capital Confirmation, Customer Support, 610 Opperman Drive, Eagan, MN 55123.我们鼓励您向当地执法部门、邮政部长或认证的调解或仲裁机构举报所有用户之间的争议。

29. Your Acceptance of this User Agreement.

使用Confirmation.com的服务即表示您接受本用户协议。该接受行为与您在包含本用户协议条款和条件的书面文件上签名具有同等的法律效力。

30. Release.

You have the right to and do certify and agree to the following:

    • I have read and agree to the User’s Agreement and all information provided.
    • I have the right to and do hereby authorize my financial institution, trade creditor, bank, trading partner, debtor and other business partners to use Capital Confirmation’s Confirmation.com service to respond to and release the requested information to my Accountant.
    • 此外,本人认可这些询证实体可为提供信息而收取Capital Confirmation支付的财务补偿。

本人有权代表本人所在公司并提供如下声明:

致我们的金融机构、贸易债权人、银行、贸易伙伴、债务人和其他业务合作伙伴:

关于我方存款和贷款余额,我们已通过电子版询证函向我方会计师提供了截至所请求日期当天营业结束时的相关信息。请确认该信息的准确性并注明任何信息出入。如果余额显示为空白,请通过在电子版表格上的相应字段内填写余额以完成此表格。虽然我方并未要求或期望你方对自己的记录进行全面、细致的检索,但如果在完成此询证函的过程中,你方注意到有关我方在你方可能持有的其他存款和贷款账户的更多信息,请在电子版表格内包含此类信息。请使用Capital Confirmation的Confirmation.com服务,将电子询证函直接寄回给我们的会计师。

附表1

Where applicable as outlined in Section 12 (Privacy & Data Processing) of the User Agreement, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the following:

附录1
隶属标准合约条款

此附录构成本条款的一部分,且必须由各方填写并签名。

成员国可按照其国家程序填写或详述任何必须包含在此附件内的附加信息。

数据输出方

The data exporter is (please specify briefly your activities relevant to the transfer):

The data exporter will export the personal data contained in the client's documentation to the requestors via the Confirmation.com platform. Exported data will concern personal data of data exporter's employees with access given to the online platform handled by the data importer. Also, data exporter's customers data for the purposes of forwarding data exporter's audits to requestors by the Importer.

数据输入方

The data importer is (please specify briefly activities relevant to the transfer):

Capital Confirmation Inc.

The data importer provides an online venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users. Processed data will concern data exporter's employees for which accounts in the platform handled by the data importer will be created. Also, data exporter's customers data for the purposes of forwarding data exporters confirmations to requestors by the data importer.

数据主体

The personal data transferred concern the following categories of data subjects (please specify):

Data exporter’s employees and personal data of data exporter’s client’s representatives and other subjects mentioned in the documentation, which is sent to the requestor

数据类别

The personal data transferred concern the following categories of data (please specify):

-names, surnames, names of authorized representatives of the data exporter’s clients

-including but not limited to: names, surnames, addresses, account numbers, financial information, PESEL number and other personal data of the subjects mentioned in the documentation sent to the requestor.

特殊数据类别(如适用)

Not applicable

处理操作

The personal data transferred will be subject to the following basic processing activities (please specify):

The platform Confirmation.com is internet-based system, that allows the data exporter to send documentation to auditors for the needs of the audit. The documentation will be encrypted by the data importer while uploading it to the platform, so the data importer should not get access to the contents of the documentation and personal data contained in the documentation beyond the scope necessary to perform the encryption process.

DATA EXPORTER

Name:………………………………………………………………………………………………………………………

Authorised Signature………………………………………………………………………………………………………………………

DATA IMPORTER

Capital Confirmation, Inc.

Name:………………………………………………………………………………………………………………………

Authorised Signature………………………………………………………………………………………………………………………

附录2

隶属标准合约条款

此附件构成本条款的一部分,而且必须由各方填写并签名。

数据输入方遵照第4(d)条和第5(c)条规定(或随附的文件/法规)所实施的技术性与机构性安全措施说明如下:

Data Importer has implemented the technical and organisation security measures set out in the Agreements and incorporated herein by reference.

DATA EXPORTER

姓名:

授权签名

Capital Confirmation Inc.

姓名:

授权签名

For Law Firms

Confirmation.comSM Service Agreement – Law Firm User[1]

This Confirmation.com Service Agreement - Law Firm User (this "Agreement") is between Capital Confirmation, Inc., a Delaware corporation (the "Provider"), and the law firm accessing and using the Confirmation.com Service (as defined below) (the "Law Firm"), and sets forth the terms and conditions under which the Law Firm shall have the right to use the Provider's Confirmation.com Service. This Agreement shall be effective as of the date of its electronic acceptance by the Law Firm (the "Effective Date").

1. Confirmation.com Service. During the Term of this Agreement, the Law Firm shall have the right to access and use the Provider’s Confirmation.comSM Service (the “Confirmation.com Service”). For purposes of this Agreement, the Confirmation.com Service shall mean the Provider’s electronic communications platform operated for purposes of delivering communications between the Law Firm and other Confirmation.com Service users, including, but not limited to, accounting firms (“Auditors”) engaged from time to time by the Law Firm’s clients (“Clients”). 此Confirmation.com服务应该协助交付客户提供给法律公司的审计申请函和法律公司提供给审计方的审计回复函,在每种情况下,这些信函均与代表客户所完成的审计服务相关,并且相关客户已经相应授权可针对此情况使用Confirmation.com服务。  For the avoidance of doubt, (i) the Confirmation.com Service is a communication platform, and the Law Firm’s transmission of information via the Confirmation.com Service shall have the same effect and intent as if such information had been transmitted in written form; and (ii) the Confirmation.com Service shall include the provision of ancillary services deemed reasonably necessary by Provider to run an electronic communications platform as outlined herein, including but not limited to customer support, billing, and account management..

2. APIs. Provider may make available to the Law Firm certain Application Programming Interfaces (an “API” or “APIs”) to achieve additional functionality for users, and provide capabilities or integrations that leverage one or more of our products or services available at www.confirmation.com or provided by our affiliates, which the Law Firm may use where applicable, subject to Provider’s then current fees (if any) for such APIs. Unless previously authorized by Provider, or Provider’s affiliates, the Law Firm must not automatically connect (whether through APIs or otherwise) any Confirmation.com Service to other data, software, services or networks. NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN, THE LAW FIRM’S SOLE AND EXCLUSIVE REMEDY FOR ANY FAILURE OR NONPERFORMANCE OF ANY APIS PROVIDED, PURSUANT TO THIS AGREEMENT BY THE PROVIDER, SHALL BE FOR THE PROVIDER TO USE COMMERCIALLY REASONABLE EFFORTS TO ADJUST OR REPAIR THE NONPERFORMING APIS. FOR THE AVOIDANCE OF ALL DOUBT, THE PROVIDER DOES NOT WARRANT, NOR WILL THE PROVIDER BE RESPONSIBLE FOR, ANY PRODUCTS, SERVICES, FUNCTIONALITY, OR INTERFACES THAT ARE PROVIDED BY THE LAW FIRM OR ANY THIRD PARTY.

3. Term. This Agreement shall be effective from the Effective Date until it is terminated in accordance with the provisions of this Agreement (the “Term”).

4. Termination.双方均可以随时终止此协议,另一方收到书面形式的终止通知时即刻生效。 Without limiting any other remedies, the Provider may suspend or terminate the Law Firm’s account if the Provider reasonably suspects that the Law Firm (by conviction, settlement, insurance investigation or otherwise) has engaged in fraudulent activity in connection with the Provider’s site.

5. Electronic Communications; Identifiers and Passwords; Binding Effect. In order to initiate a session where information is transmitted, the Law Firm will select and use an identification code (such as a “log-in ID”) and a password. The Law Firm shall protect and safeguard its identification codes and passwords and shall permit only authorized officials, employees or agents of the Law Firm (“Authorized Persons”) to use the identification codes and passwords in connection with the Confirmation.com Service. The Provider and all other persons receiving information from the Law Firm (“Law Firm Information”) that has been transmitted using the Law Firm’s identification codes and passwords selected by the Law Firm shall be entitled to rely (absent a breach of the Provider’s physical and technological security safeguards) that the information so transmitted has been transmitted by Authorized Persons and has been duly authorized by a Client with the same effect and intent as if such information had been transmitted in written form bearing the written signature of an Authorized Person. The Provider shall promptly notify the Law Firm if the Provider has reason to believe that the Provider has suffered any breach of its systems, including without limitation its physical and technological security safeguards. If the Law Firm believes that the Law Firm’s identification codes and passwords have been lost, stolen or compromised in any respect, the Law Firm shall promptly notify the Provider’s Customer Support team at 1-866-325-72011.

6. Ownership of Intellectual Property. The Provider shall have and retain all rights, title and interest in all intellectual property relating to the Confirmation.com Service or arising out of the relationship described in this Agreement, in each case as developed by the Provider. The Provider shall have no right, title or interest in any information transmitted by or on behalf of Clients to the Law Firm or by the Law Firm to Clients or Auditors via the Confirmation.com Service. This Section 5 shall survive the termination of this Agreement. Unsolicited ideas or product feedback will automatically become our property, without any compensation to you and we may use or distribute such submissions and their contents for any purpose and in any way without any obligations of confidentiality or otherwise.

7. Notices. All notices under this Agreement must be in writing and sent by email and will be effective when received by such party at the respective following address or such other address as will have been provided in writing.

For the Provider, such notice shall be sent to:
Capital Confirmation, Inc.
Customer.Support@Confirmation.com

For the Law Firm, such notice shall be sent to the email address(es) provided by the Law Firm to the Provider.

8. Custom Development Requests. Custom development requests for the Provider’s applications must be requested in writing, reviewed by the Provider and mutually agreed to by both parties in writing. Custom development fees are charged at the Provider’s standard development rate and paid in accordance with the terms set forth within a Statement of Work (SOW) to be agreed upon by the parties in writing.

9. Confidentiality of Law Firm Information

a. The Law Firm’s transmittal of Law Firm Information to Auditors through the Confirmation.com Service shall not be deemed to constitute a waiver of any attorney-client privilege, work product doctrine or any other applicable privilege that applies to such Law Firm Information.

b. The Provider represents and warrants to the Law Firm that the Confirmation.com Service is an electronic conduit to facilitate the delivery of requests for information and responses thereto in connection with audit services conducted for the Law Firm's Clients by Auditors. In accordance with the Provider's stated security and privacy policies, the Provider shall maintain physical and technological security safeguards to protect the confidentiality of all Law Firm Information transmitted via the Confirmation.com Service.

c. The Provider agrees that all Law Firm Information is to be treated confidentially and that, except as required by law, the Provider shall not provide any Law Firm Information to any person, other than Auditors within the scope of the relevant Client’s authorization, without the prior written consent of the Law Firm.

d. If the Provider is requested or required (by oral questions, interrogatories, requests for information or documents in legal proceedings, subpoena, civil investigative demand or other similar process) to disclose any of the Law Firm Information, the Provider shall provide the Law Firm with prompt written notice of any such request or requirement so that the Law Firm may seek a protective order or other appropriate remedy and/or waive compliance with the provisions of this Agreement. If, in the absence of a protective order or other appropriate remedy or the receipt of a waiver from the Law Firm, the Provider is nonetheless legally compelled to disclose the Law Firm Information to any tribunal or other entity or else stand liable for contempt or suffer other censure or penalty, the Provider may, without liability hereunder, disclose to such tribunal or other entity only that portion of the Law Firm Information which the Provider is legally required to be disclosed, provided that the Provider exercises its best efforts to preserve the confidentiality of the Law Firm Information, including, without limitation, by cooperating with the Law Firm without expense to the Provider, to obtain an appropriate protective order or other reliable assurance that confidential treatment will be accorded the Law Firm Information by such tribunal or other entity.

10. Privacy. Provider does not sell or rent your personal information to third parties and only use your information as described in the Privacy Statement available at https://www.confirmation.com/legal-security-privacy/index.html . Provider take the protection of our users’ privacy seriously. Provider stores and processes your personal information on computers located in the European Union and the United States that are protected with security measures.

If you object to your personal information being collected, used, transferred, or otherwise processed in this way, please do not use our services. The parties agree that the terms of the Customer Data Processing Addendum  (“DPA”), shall apply to the extent Capital Confirmation  Processes Customer Personal Data (as those terms are defined in the DPA), in which case the DPA is hereby incorporated into this Agreement by this reference. If the parties are required to enter into the Standard Contractual Clauses to legitimize the transfer of Personal Data outside of the European Economic Area (EEA) and/or Switzerland, then the parties hereby agree to the Standard Contractual Clauses as outlined in the DPA provided that, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the terms set forth in Schedule 1. For the purposes of this User Agreement references to “Thomson Reuters” in the DPA shall be deemed to refer to Capital Confirmation and references to “Customer” shall be deemed to refer to You.

11. Compliance. The Law Firm will not obtain, retain, use, or provide access to the Confirmation.com Service to an affiliate or any third party in a manner that may breach any applicable export control or economic sanctions laws and regulations for any jurisdiction, including the United States of America, the United Kingdom and the European Union and its Member States. The Law Firm warrants that neither the Law Firm, nor any affiliate to which the Law Firm provides access to the Confirmation.com Service, is affiliated with a specially designated or sanctioned entity under any of those laws and that, in any transaction relating to Provider or the Confirmation.com Service, such transactions will not involve sanctioned parties, including without limitation through the use of bank accounts at banks that are sanctioned parties. Further, the parties represent and warrant that they have read, understand and shall comply with all applicable laws, regulations and judicial actions including, but not limited to, anti-bribery laws, anti-corruption laws, anti-slavery laws, anti-human trafficking, tax laws, any applicable law aimed at preventing the facilitation of criminal behavior. 

12. Entire Agreement; Amendment.  This Agreement represents the entire agreement between the Law Firm and the Provider with respect to the Confirmation.com Service, and it takes the place of all other agreements, writings and negotiations, including any other user agreement that is either posted on the Provider’s website or deemed to be accepted by the Law Firm upon the Law Firm’s usage of the Confirmation.com Service at any time prior or subsequent to the date of this Agreement. 

13. Acceptance. You evidence your acceptance of this Agreement by using the Confirmation.com Service. Such acceptance shall have the same legal effect as your written signature set forth on a written document containing the terms and conditions of this Agreement.

EXHIBIT A

Where applicable as outlined in Section 9 (Privacy) of the User Agreement, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the following:

附录1
隶属标准合约条款

此附录构成本条款的一部分,且必须由各方填写并签名。

成员国可按照其国家程序填写或详述任何必须包含在此附件内的附加信息。

数据输出方

The data exporter is (please specify briefly your activities relevant to the transfer):

The data exporter will export the personal data contained in the client's documentation to the requestors via the Confirmation.com platform. Exported data will concern personal data of data exporter's employees with access given to the online platform handled by the data importer. Also, data exporter's customers data for the purposes of forwarding data exporter's audits to requestors by the Importer.

数据输入方

The data importer is (please specify briefly activities relevant to the transfer):

Capital Confirmation Inc.

The data importer provides an online venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users. Processed data will concern data exporter's employees for which accounts in the platform handled by the data importer will be created. Also, data exporter's customers data for the purposes of forwarding data exporters confirmations to requestors by the data importer.

数据主体

The personal data transferred concern the following categories of data subjects (please specify):

Data exporter’s employees and personal data of data exporter’s client’s representatives and other subjects mentioned in the documentation, which is sent to the requestor

数据类别

The personal data transferred concern the following categories of data (please specify):

-names, surnames, names of authorized representatives of the data exporter’s clients

-including but not limited to: names, surnames, addresses, account numbers, financial information, PESEL number and other personal data of the subjects mentioned in the documentation sent to the requestor.

特殊数据类别(如适用)

Not applicable

处理操作

The personal data transferred will be subject to the following basic processing activities (please specify):

The platform Confirmation.com is internet-based system, that allows the data exporter to send documentation to auditors for the needs of the audit. The documentation will be encrypted by the data importer while uploading it to the platform, so the data importer should not get access to the contents of the documentation and personal data contained in the documentation beyond the scope necessary to perform the encryption process.

DATA EXPORTER

Name:………………………………………………………………………………………………………………………

Authorised Signature………………………………………………………………………………………………………………………

DATA IMPORTER

Capital Confirmation Inc.

姓名:

Authorised Signature………………………………………………………………………………………………………………………

[1] This Agreement incorporates the input of members of the American Bar Association Business Law Section Audit Responses Committee, which takes no position regarding whether individual law firms should employ the services contemplated by this Agreement or should accept its terms and conditions.

For Asset Verification Users

用户协议

下文描述了CAPITAL CONFIRMATION INC.为您提供我方服务的相关条款。

Welcome to the User Agreement for Capital Confirmation Inc. This Agreement describes the terms and conditions applicable to your use of our services available under the domains and sub-domains of www.confirmation.com, and learn.confirmation.com ("Confirmation Website(s)") owned and operated by Capital Confirmation, and the general principles for the websites of our subsidiaries.如果您不同意接受本协议条款与条件的约束,请勿使用或访问我们的服务。 You evidence your acceptance of the terms and conditions of this Agreement by checking the box for the "Yes, I have read and accept the User Agreement." statement and clicking the "Create New Account" button on Capital Confirmation's website and through your use of any of the Confirmation.com services (aka "Confirm" service).

If you have any questions, please email us at customer.support@confirmation.com.

在您成为Capital Confirmation成员之前,您必须阅读、同意和接受本用户协议和隐私声明中的所有条款和条件,包括下文明确阐述的条款和条件以及通过引用而纳入协议的条款和条件。我们强烈建议您在阅读本用户协议的同时,访问和阅读本文档提及的其他页面和网站中的信息,因为这些信息可能包含您作为Capital Confirmation用户的更多适用条款和条件。 Please note: underlined words and phrases are links to these pages and websites.接受本用户协议,即表示您还同意您对Capital Confirmation其他网站的使用将受到这些网站上所公布的条款和条件的管辖。

我们可能随时修订本协议并在网站上公布修订后的条款。 Except as stated below, all amended terms shall automatically be effective immediately upon posting on our site.您不会收到有关本协议任何变更的书面或电子邮件通知。除非经过您和Capital Confirmation Inc.以书面方式签署,否则本协议不得以其他方式进行修订。本协议自1年2003月{[#2]}日起生效。

1. Membership Eligibility.

我们的服务仅面向可根据适用法律签订具有法律约束力的合同的个人提供。在不限制上述条款的情况下,我们的服务不向未成年人、临时吊销或无限期吊销资格的Capital Confirmation会员提供。如果您是未成年人,则您不能使用本服务。如果您不符合资格,请勿使用我们的服务。而且,您的Capital Confirmation账户(包括反馈)和用户ID不得转让或出售给其他方。如果您作为商业实体注册,则表示您有权让该实体接受本协议的约束。如果您作为个人注册,则表示您是您所声称的个人。

2. Fees and Service.

Capital Confirmation provides a venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users (the "Service"). The Service also includes the provision of ancillary services deemed reasonably necessary by Capital Confirmation to run a venue for digital transaction management, including but not limited to customer support, billing, and account management.

Joining and using our service is free.申请和接收询证函须收费。 Our Fees and Credit Policy is available here and is incorporated by reference. 我们可能不时修改《费用和信用政策》及服务费用。在我们至少提前十四(14)天通过在本协议中公布该政策的变更而向您发出通知后,相关变更即生效。 However, we may choose to temporarily change our Fee Policy and the fees for our services for promotional events and such changes are effective when we post the temporary promotional event on the www.confirmation.com website. 当您购买询证函时,您有机会查看和接受因使用我们的服务而将被收取的费用。我们可能随时自行决定更改部分或全部的服务。在推出新服务时,其费用在该服务推出之时生效。除非另有规定,否则所有费用按美元报价。您负责支付与使用我们服务和网站相关的所有费用及所有适用的税费。

3. Capital Confirmation is a Venue.

3.1 Capital Confirmation不是银行或法律事务所,也不是银行或法律事务所的授权代表。我们的网站旨在为用户提供一个可随时随地申请、接收和购买询证函的渠道。 We are not involved in the actual transaction between users of and providers of the confirmation information.因此,我们无法控制申请和复函的质量、准确性、及时性、合法性或真实性。 We also cannot ensure that a provider will actually complete a transaction.

3.2 身份验证。 当用户在我们网站上注册时,我们会使用多种技术对用户进行身份验证。然而,由于在互联网上进行用户身份验证非常困难,因此Capital Confirmation不会也无法确认每个用户所声称的身份。所以我们建立了一套用户发起的通信系统,以帮助您评估您的交易对象。我们鼓励您通过我们网站上提供的工具,直接与相关方进行沟通。

3.3 免责。 由于我们是一个渠道,因此如果您与一个或多个用户发生争议,那么对于由此类争议引起的或以任何方式与之相关的任何类型和性质的索赔、要求及(实际和间接)损害赔偿(无论是已知还是未知,怀疑还是未怀疑,披露或未披露的),您将免除Capital Confirmation(及其高级职员、董事、代理、子公司、合资企业和员工)的责任。 If you are a California resident, you waive California Civil Code §1542, which says: “A general release does not extend to claims which the creditor does not know or suspect to exist in his favor at the time of executing the release, which if known by him must have materially affected his settlement with the debtor.”

3.4 信息控制。 我们并不控制其他用户通过我们的系统提供的信息。您可能发现其他用户的信息并不准确。在使用我们的网站时,请务必小心,并运用常识和安全实践。

3.5 客户支持。Monday through Friday between the hours of 8:00 A.M. and 5:00 P.M. Central Standard Time, customer support shall be available free of charge by telephone or by email at one or more phone numbers or email addresses to be specified on our website located at confirmation.com.

4. Authorizing, Requesting and Purchasing.

授权、申请和购买询证函即表示,您同意接受本协议条款的约束。申请一经发出,即不可撤消。如果您选择授权、申请或购买询证函,即表明您拥有授权、申请或购买询证函的合法权利。

5. Address Lookup.

Capital Confirmation从公共和私人数据源中获取地址查询信息。本系统中使用的公共记录、私人记录和商用数据源存在错误,而且并不完整。有时数据的输入质量不佳,并且对其处理方式也不正确。因此不应将本系统视为全然准确的数据来源。使用本系统提供的任何数据之前,应进行独立验证。

6. Out-of-Network Confirmations.

The Out-of-Network confirmation service requires the requestor to enter the contact information for the responder and the responder’s company.作为申请人,您应确定网外询证函发向何人及哪个实体,因此该实体及该实体的人员便是复函方,您同意全权负责对个人复函方及其声称所代表的公司进行身份验证和确认。您理解,Capital Confirmation并未也不会确认复函方或其声称所代表的公司的身份。 You release and hold harmless Capital Confirmation from any and all claims related to the responder’s identity and/or the identity of the company the responder claims to represent if you request confirmations through www.confirmation.com using the Out-of-Network confirmation service. 

7. Fraud.

在不限制任何其他补救的情况下,如果Capital Confirmation通过定罪、和解、保险调查或其他方式,怀疑您参与了与我们网站相关的欺诈活动,我们可能吊销或终止您的账户。

8. Your Information.

8.1 Definition. “Your Information” is defined as any information you provide to us or other users in the registration or confirmation process(including but not limited to Client Information, as defined below), in any message area or through any email feature.您对您的信息全权负责,我们是您信息在网上分发和公布的被动渠道。 You acknowledge and agree that as part of the Service Capital Confirmation will be required to host and process information relating to the audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, and banks, relating to your clients (collectively “Client Information”).

8.2 受限活动。 Your Information (or any items listed) and your activities on the site shall not: (a) be false, inaccurate or misleading; (b) be fraudulent; (c) infringe any third party’s copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (d) violate any law, statute, ordinance or regulation (including, but not limited to, those governing consumer protection or antidiscrimination); (e) be defamatory, trade libelous, unlawfully threatening or unlawfully harassing; (f) be obscene or contain child pornography; (g) contain any viruses, Trojan horses, worms, time bombs, cancelbots, easter eggs or other computer programming routines that may damage, detrimentally interfere with, surreptitiously intercept or expropriate any system, data or personal information; and (h) create liability for us or cause us to lose (in whole or in part) the services of our ISPs or other suppliers.此外,如果向我们授权或支付使用费或成交费可能导致我们违反任何适用法律、法令、条例或规定,则您不得在本网站上授权或申请此类询证函(或完成任何使用我们的服务发起的交易)。

8.3 许可证。 Solely to enable Capital Confirmation to use the Your Information supply us with, so that we are not violating any rights you might have in that information, you agree to grant us a non-exclusive, worldwide, perpetual, irrevocable, royalty-free, sublicensable (through multiple tiers) right to exercise the copyright, publicity, and database rights (but no other rights) you have in Your Information, in any media now known or not currently known, with respect to Your Information.Capital Confirmation只会根据我们的隐私声明使用您的信息。

8.4 Access and Use. Access and use of Client Information by Capital Confirmation, will be directed by you and limited to the extent necessary to deliver the Service. Capital Confirmation will establish standards and guidelines designed to protect the confidentiality, integrity and availability of Client Information hosted in the Service.

9. Ownership of Intellectual Property.

Capital Confirmation将拥有并保留与服务相关或从本协议描述的关系中产生的所有知识产权的所有权利、所有权和利益。“知识产权”是指所有想法、发现、发明、开发、设计、改善、商标、服务标志、商业秘密、专有信息、程序、源代码、目标码、专利申请、专利、版权(在其期限内,包括版权续约、延展及归复)、受版权保护的作品以及相关商誉,包括当前存在或之后产生的增强、改善和衍生作品。 You hereby assign and transfer to Capital Confirmation any and all rights in any such Intellectual Property, either presently existing or hereinafter arising, and agree to take such actions (at Capital Confirmation's expense) as Capital Confirmation may reasonably request to secure such rights for Capital Confirmation.作为我们服务的注册用户期间以及从上次登录之日起两 (2) 年期限内,您同意不提供或协助他人提供在任何方面与Capital Confirmation所提供之服务相竞争的服务。 Unsolicited ideas or product feedback will automatically become our property, without any compensation to you and we may use or distribute such submissions and their contents for any purpose and in any way without any obligations of confidentiality or otherwise.

10. Access and Interference.

您同意,未经我们事先明确书面许可,您不会使用任何机器人、蜘蛛程序或其他自动设备或手动流程监控或复制我们的网页或网页内容。 You agree that you will not reverse engineer, disassemble, decompile, decode, adapt, develop, or modify the website or Service, or otherwise attempt to derive or gain access to the source code of the website or Service, in whole or in part.您同意您将不使用任何设备、软件或例行程序规避我们的安全功能,干扰或试图干扰Capital Confirmation网站及网站上任何活动的正常运作。您同意,您不会采取任何对我们的基础设施造成不合理或过多负荷的行动。我们网站上的大部分信息均会实时更新,属于专有信息,或者由我们的用户或第三方许可给Capital Confirmation使用。您同意,在未得到Capital Confirmation或相关第三方事先明确书面许可之前,您不会复制、再创作、窜改、修改、创建衍生作品或公开展示我们网站上的任何内容(您的信息除外)。 You must ensure that all information you supply to us through our website or Service, or in relation to our website or Service, is true, accurate, complete and not misleading. You shall have sole responsibility for the legality, reliability, integrity, accuracy, and quality of this information. You shall not access all or any part of our website or Service to build a product or service which competes with the Service. You shall not attempt to obtain, or assist third parties in obtaining, access to our website or Service, other than as provided under this Agreement. You shall not make, nor permit any party to make, any use of our website or Service other than to avail of the Service. You shall not make alterations to, or permit our website or Service or any part of it to be combined with, or become incorporated into, any other programs. You shall not provide or otherwise make available our website or the Service in whole or in part (including object and source code), in any form, to any person without our prior written consent. You shall not infringe on our licensors' intellectual property rights or those of any third party in relation to your use of our website or Service. We may make available to you certain Application Programming Interfaces (an "API" or "APIs") to achieve additional functionality for users, and provide capabilities or integrations that leverage one or more of our products or services available at www.confirmation.com or provided by our affiliates, which you may use where applicable, subject to our then current fees (if any) for such APIs. Unless previously authorized by us, or our affiliates, you must not automatically connect (whether through APIs or otherwise) any Service to other data, software, services or networks

11. Breach. Without limiting other remedies, we may immediately remove you, warn our community of your actions, issue a warning, temporarily suspend, indefinitely suspend or terminate your membership and refuse to provide our services to you if: (a) you breach this Agreement or the documents it incorporates by reference; (b) we are unable to verify or authenticate any information you provide to us; or (c) we believe that your actions may cause financial loss or legal liability for you, our users or us.

12. Electronic Communications; Identifiers and Passwords; Binding Effect. 您将在网上使用SSL技术和2048位加密,与我们收发信息。 You must use Internet browsers that will support the use of 2048-bit encryption. In order to initiate a session where information is transmitted, you will select and use an identification code (such as a “log-in ID”) and a password.您应保护和保管标识码和密码,并仅允许授权员工在服务中使用标识码和密码。我们及所有其他收到您信息(使用您所选的标识码和密码进行传输)的人员在任何情况下均有权相信,以此方式传输的信息系您所传输,此类信息在各方面均属实、准确和完整,并且与带有您签名的书面文件中传达的信息具有相同的效力和意图。如果您认为您的标识码和密码丢失、被盗或在任何方面泄露,请立即拨打1-866-325-72011通知我们。如果我们对您的通知做出答复,那么使用此后收到的标识码和密码进行的通信将是无效的。

13. Privacy & Data Processing.

13.1 Privacy. We do not sell or rent your personal information to third parties and we only use your information as described in the Privacy Statement.我们将保护用户隐私视为非常重要的社区原则。 We take the protection of our users’ privacy seriously. We store and process your personal information on computers located in the European Union and the United States that are protected with security measures.

If you object to your personal information being collected, used, transferred, or otherwise processed in this way, please do not use our services.

13.2 Data Processing. The parties agree that the terms of the Customer Data Processing Addendum (“DPA”), shall apply to the extent Capital Confirmation  Processes Customer Personal Data (as those terms are defined in the DPA), in which case the DPA is hereby incorporated into this Agreement by this reference. If the parties are required to enter into the Standard Contractual Clauses to legitimize the transfer of Personal Data outside of the European Economic Area (EEA) and/or Switzerland, then the parties hereby agree to the Standard Contractual Clauses as outlined in the DPA provided that, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the terms set forth in Schedule 1.   For the purposes of this User Agreement references to “Thomson Reuters” in the DPA shall be deemed to refer to Capital Confirmation and references to “Customer” shall be deemed to refer to You.

14. Client Authentication.

You certify that any and all subject(s) set up as your client(s) on the Confirmation.com service are authorized representatives of your client(s).

15. Authorization. You certify that any confirmations requested are with the subject(s)’ prior written permission. You agree to keep the authorization on file for a minimum of 5 years.通常此书面许可采用客户委托书的形式。 You warrant that the release of the subject(s)’ information will not result in a breach of any applicable data privacy legislation.

16. Audit Rights.

Capital Confirmation may, from time to time, conduct various audits of your practices and procedures to determine your compliance with this Agreement. You agree to reasonably cooperate in all those audits. Capital Confirmation may conduct on-site and/or off-site audits of your facilities as Capital Confirmation determines during normal business hours, and upon reasonable notice.

17. No Warranty.

WE, OUR SUBSIDIARIES, EMPLOYEES AND OUR SUPPLIERS PROVIDE OUR WEB SITE AND SERVICES, INCLUDING BUT NOT LIMITED TO ANY APIS, ON AN "AS IS" BASIS WITHOUT ANY WARRANTIES OF ANY KIND. WE, TO THE FULLEST EXTENT PERMITTED BY LAW, DISCLAIMS ALL WARRANTIES, INCLUDING THE WARRANTY OF

MERCHANTABILITY, NON-INFRINGEMENT OF THIRD-PARTIES' RIGHTS, AND THE WARRANTY OF FITNESS FOR A PARTICULAR PURPOSE. THE WE MAKE NO WARRANTIES ABOUT THE ACCURACY, RELIABILITY, COMPLETENESS, OR TIMELINESS OF THE SERVICES OR ANY CONTENT THEREIN. WE MAKE NO WARRANTIES THAT THE WEBSITE OR SERVICE WILL REMAIN AVAILABLE. WE RESERVE THE RIGHT TO DISCONTINUE OR ALTER ANY OR ALL OF THE WEBSITE OR SERVICE, AND TO STOP PUBLISHING OUR WEBSITE OR SERVICE AT ANY TIME AND IN OUR SOLE DISCRETION WITHOUT NOTICE OR EXPLANATION, AND YOU WILL NOT BE ENTITLED TO ANY COMPENSATION OR OTHER PAYMENT UPON THE DISCONTINUANCE OR ALTERATION OF OUR WEBSITE OR SERVICES. FOR THE AVOIDANACE OF ALL DOUBT, WE DO NOT WARRANT, NOR WILL BE RESPONSIBLE FOR, ANY PRODUCTS, SERVICES, FUNCTIONALITY, OR INTERFACES THAT ARE PROVIDED BY YOU OR ANY THIRD PARTY.

18. Liability Limit.

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE FOR LOST PROFITS OR ANY SPECIAL, INCIDENTAL OR CONSEQUENTIAL DAMAGES ARISING OUT OF OR IN CONNECTION WITH OUR SITE, OUR SERVICES, INCLUDING WITHOUT LIMITATION USE OF ANY APIS, OR THIS AGREEMENT (HOWEVER ARISING, INCLUDING NEGLIGENCE).用户无需承担与服务相关的间接、惩罚性、特别、附带损害赔偿,即使已经知晓发生此类损害的可能性。

IN NO EVENT SHALL WE, OUR SUBSIDIARIES, EMPLOYEES OR OUR SUPPLIERS BE LIABLE WITH RESPECT TO THE ACCURACY OR RELIABILITY OF INFORMATION PROVIDED BY THE AUDITOR, WHETHER INPUTTED INTO THE CAPITAL CONFIRMATION WEBSITE OR ANY ASSOCIATED PLATFORMS BY US CAPITAL CONFIRMATION OR BY THE AUDITOR. THE AUDITOR MAINTAINS THE SOLE RESPONSIBILITY AND LIABILITY FOR REVIEWING AND APPROVING THE INFORMATION POPULATED INTO THE CAPITAL CONFIRMATION WEBSITE AND ASSOCIATED PLATFORMS.

在任何情况下,我们及订户、员工和供应商向您或任何第三方承担的责任仅限于以下两者中较轻者:(A) 您在承担责任的第一天之前12个月内向我们支付的费用金额,或 (B) 100美元。 NOTWITHSTANDING ANYTHING TO THE CONTRARY HEREIN YOUR SOLE AND EXCLUSIVE REMEDY FOR ANY FAILURE OR NONPERFORMANCE OF ANY APIS PROVIDED BY CAPITAL CONFIRMATION SHALL BE FOR CAPITAL CONFIRMATION TO USE COMMERCIALLY REASONABLE EFFORTS TO ADJUST OR REPAIR THE NONPERFORMING APIS.

19. Fair Credit Reporting Disclosure.

The parties acknowledge that CCI is not a consumer reporting agency as such term is defined in the federal Fair Credit Reporting Act, 15 U.S.C. 1581 et seq. ("FCRA") and therefore, is not subject to the requirements or provisions of the FCRA. Any reports accessed through the Services or Sites do not constitute consumer reports as such term is defined in the FCRA, and accordingly, such reports may not be used to determine eligibility for credit, employment, insurance underwriting, tenant screening or for any other purpose provided for in the FCRA. CCI makes no representations or warranties as to its compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. However, other Users, including banking institutions, financial organizations, credit reporting agencies, and other entities with which the User may interact through the Services or Sites may be subject to the Fair Credit Reporting Act. CCI makes no representations or warranties about such other User's compliance or certifications with respect to the Fair Credit Reporting Act or its regulatory requirements. CCI shall not be deemed a guarantor of the accuracy or completeness of information provided by other Users.

20. Indemnity. 

You shall indemnify and hold Capital Confirmation and (as applicable) our parent, subsidiaries, affiliates, officers, directors, agents, and employees and the financial institutions harmless from any and all third-party claims, losses and damages, liability, and costs, including attorney’s fees, against, or incurred by, Capital Confirmation to the extent such claims, damages, liability and costs result directly or indirectly from: (a) your negligence or intentional conduct; and/or (b) your breach of your obligations under this Agreement including, but not limited to, any breach which results in the unauthorized and/or non-permissible use of information obtained via Capital Confirmation’s Confirmation.com service or any other such service under this Agreement; (c) any claim that our website or Service or the use thereof infringes upon, misappropriates, or violates any intellectual property rights of any third party, provided that such claim results from or is related to (i) an unauthorized modification of our website or Service; (ii) the combination of the website or Service with software, hardware, or equipment not provided by us if our website or Service alone would not be the subject of such claim; or (iii) your unauthorized use of the website or Service; (d) any data breach suffered by you, your vendor or processor, or by a vendor or processor for Capital Confirmation; or (e) any claim, action, audit, investigation, regulatory action, inquiry, or other proceeding that arises out of or relates to your failure to comply with any applicable laws and regulations in connection with the transfer of personal data to or outside the EU/EEA including any applicable data protection legislation.

21. Confidentiality

You may be given access to our confidential information or confidential information from other authorized Users in relation to your use of our website or Service. Information and knowledge related to the operation and processes of the website and Service are also considered confidential information. You shall hold confidential information in confidence and, unless required by law, not make confidential information available to any third party, or use confidential information for any purpose other than as provided for in using our website or Service. You shall take all reasonable steps to ensure that confidential information to which you have access is not disclosed or distributed by any person in violation of this Agreement. You acknowledge that details of the Service constitute our confidential information.

22. Legal Compliance.

You represent and warrant that you have read, understand, and shall comply with all laws, regulations and judicial actions including, but not limited to, the Identity Theft and Assumption Deterrence Act, the Fraud and False Statements Act, the USA Freedom Act, the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”), the Gramm-Leach-Bliley Act and the Fair Credit Reporting Act (15 U.S.C. 1681 et seq.), including without limitation, all amendments thereto, and all other applicable federal or state legislation, regulations and judicial actions, as now or as may become effective.

You certify that you will use the service and the information received for no other purpose than is legally permissible. You understand that if the system is used improperly by company personnel, or if its access codes are made available to any unauthorized personnel due to carelessness on your part or any other, you may be held responsible for financial losses, fees or monetary charges that may be incurred and that its access privileges may be terminated. You will not obtain, retain, use, or provide access to the Service to an affiliate or any third party in a manner that may breach any applicable export control or economic sanctions laws and regulations for any jurisdiction, including the United States of America, the United Kingdom and the European Union and its Member States. You warrant that neither you, nor any affiliate to which you provide access to the Service, is affiliated with a specially designated or sanctioned entity under any of those laws and that, in any transaction relating to Confirmation or the Service, such transactions will not involve sanctioned parties, including without limitation through the use of bank accounts at banks that are sanctioned parties. Further, the parties represent and warrant that they have read, understand and shall comply with all applicable laws, regulations and judicial actions including, but not limited to, anti-bribery laws, anti-corruption laws, anti-slavery laws, anti-human trafficking, tax laws, any applicable law aimed at preventing the facilitation of criminal behavior.

23. UK Finance Limited plus any other group company of UK Finance Limited (together the “UKF”)

Nothing in this agreement shall limit the UKF’s liability for death or personal injury caused by its negligence or that or its personnel; fraud or fraudulent misrepresentation; or for any other liability which cannot be excluded under English law, even if any other terms of this Agreement would suggest that this might otherwise be the case.

You expressly acknowledge and agree that the UKF: (a) is not a part to this Agreement and is not involved in the design, supply or support of Capital Confirmation Inc’s services including the service promoted to UK banks as “UKF Confirmations”; (b) makes no representation or warranty that the services will be adequate or appropriate for you and its requirements and any UKF trademarks or logos present in marketing materials or other documents o not represent and endorsement of the service; (c) shall not be responsible for providing any of the services; and (d) shall have no liability to you whatsoever whether direct or indirect and whether in contact, tort (including negligence), misrepresentation or for any other reason in respect of any of the services provided under this agreement.

24. No Agency.

您和Capital Confirmation是独立承包商,本协议并未建立或意图建立任何代理关系、合伙关系、合资企业、员工与雇主或者特许人与被特许人之间的关系。

25. Notices

Except as explicitly stated otherwise, any notices shall be given by postal mail to Capital Confirmation Inc. Attn: Legal Department 610 Opperman Drive, Eagan, MN 55123 (in the case of Capital Confirmation) or to the email address you provide to Capital Confirmation during the registration process (in your case).电子邮件发送之后24小时即视为通知已经发出,除非发送方获悉电子邮件地址无效。此外,我们还可能通过挂号信、预付邮资信件和请求回执的方式,向您在注册过程中提供给Capital Confirmation的地址发送通知。在这种情况下,在邮寄之日后3天即视为通知已经发出。

26. Arbitration

由于本协议或我们的服务所引起的或与之相关的任何法律争议或法律索赔(不包括Capital Confirmation为对其网站运营、知识产权及服务收取费用和/或追讨损害赔偿或申请与之相关的禁令而采取的法律行为)将按照美国仲裁协会商业仲裁规则,通过有约束力的仲裁进行解决。任何此类争议或索赔均应单独仲裁,不得与任何其他方的任何索赔或争议合并进行仲裁。仲裁将在田纳西州纳什维尔进行,仲裁判决则在具有管辖权的法院作出。在等待仲裁完成期间,您或Capital Confirmation可以向田纳西州纳什维尔具有充分管辖权的法院申请任何必要的临时或初步救济,以保护您或Capital Confirmation的权利或财产。如果任何一方提起违背此条款的诉讼,另一方可以获得最多1000美元的律师费和费用赔偿。

27. Additional Terms.

以下政策通过引用纳入本协议,并且提供了与我们网站上所提供的特定服务相关的附加条款和条件:

Customer Data Processing Addendum:
https://www.thomsonreuters.com/content/dam/ewp-m/documents/thomsonreuters/en/pdf/gdrp/global-customer-data-processing-addendum.pdf

隐私声明:
https://www.confirmation.com/legal-security-privacy/index.html

Fee and Credit Policy:
https://www.confirmation.com/resources/uncategorized/fees-and-credit-policy/

政策中的每条规定都可能不时变更,并且在我们于网站上发布变更之后立即生效,隐私声明除外。对于隐私声明,我们将提前三十天向您发出通知。此外,在使用我们网站上的特定服务时,您同意遵守适用于您在网站上所使用服务的任何公布政策或规则,我们可能不时发布政策或规则。所有此类公布的政策或规则在此通过引用纳入本协议。

You acknowledge and agree that: (a) members of Capital Confirmation’s Group may be retained as sub-processors; and (b) Capital Confirmation and members of Capital Confirmation’s Group respectively may engage third-party sub-processors in connection with the provision of the Services.

We do not guarantee and shall not be liable for the performance of any sub-processor or sub-contractor.

28. Governing Law.

This Agreement shall be governed in all respects by the laws of the State of Tennessee, without reference to conflict of laws principles. You further consent to exclusive jurisdiction by the United States District Court for the Middle District of Tennessee.

29. Assignment

您同意,发生合并或收购时,Capital Confirmation可自行决定将本协议及所有合并的协议自动转让给第三方。 You may not, without our prior written consent, assign, transfer, sub-contract or otherwise deal with any of your rights and/or obligations under this Agreement.

30. General. 我们不保证对服务的访问能够持续、不中断或者无安全风险,我们网站的运营也可能被超出我们控制范围的众多因素所干扰。如果本协议的任何条款被认为无效或无法执行,该条款将被取消,其余条款仍将予以执行。标题仅供参考之用,并未定义、限制、解释或描述各节的范围或程度。如果我们未能对您或他人的违约采取行动,并不表示放弃对后续或类似违约采取行动的权利。英语是Confirmation.com网站内容的官方语言。通过使用第三方服务提供商,Confirmation.com为英语水平有限的用户提供访问本网站信息的途径。通过自动化程序完成的翻译不应视为完全准确,尤其是技术和法律术语。此外,有些文件(包括图表、照片和便携式文档格式 (PDF) )无法通过该程序进行翻译。Capital Confirmation Inc.不保证本系统所翻译任何信息的准确性或可靠性,因此对于因依赖此类信息的准确性或可靠性而产生的任何损失概不负责。尽管我们已尽一切努力确保翻译的准确性,仍有部分内容可能不正确。任何依赖于从该系统所获信息的个人或实体应自行承担风险。本协议阐述了我们之间就相关主题达成的完整谅解和协议。 Sections 2 (Fees and Service) with respect to fees owed for our services, 3.3 (Release), 8.3 (License), 10 (Access and Interference), 18 (Liability Limit), 20 (Indemnity) and 26 (Arbitration) shall survive any termination or expiration of this Agreement.

31. Disclosures.

The services hereunder are offered by Capital Confirmation Inc., located at 610 Opperman Drive, Eagan, MN 55123. Fees for our services are described above in Section 2 (Fees and Service).

32. Disputes.

Disputes between you and Capital Confirmation regarding our services may be reported to Customer Support by mailing us at Capital Confirmation, Customer Support, 610 Opperman Drive, Eagan, MN 55123.我们鼓励您向当地执法部门、邮政部长或认证的调解或仲裁机构举报所有用户之间的争议。

33. Your Acceptance of this User Agreement.

You evidence your acceptance of this User Agreement by clicking on “Accept User

Agreement and Add Account" button on the Capital Confirmation website or by using the Confirmation.com service.该接受行为与您在包含本用户协议条款和条件的书面文件上签名具有同等的法律效力。

附表1

Where applicable as outlined in Section 13 (Privacy & Data Processing) of the User Agreement, Appendix 1 and Appendix 2 to the Standard Contractual Clauses are hereby replaced in their entirety with the following:

附录1
隶属标准合约条款

此附录构成本条款的一部分,且必须由各方填写并签名。

成员国可按照其国家程序填写或详述任何必须包含在此附件内的附加信息。

数据输出方

The data exporter is (please specify briefly your activities relevant to the transfer):

The data exporter will export the personal data contained in the client's documentation to the responders via the Confirmation.com platform. Exported data will concern personal data of data exporter's employees with access given to the online platform handled by the data importer. Also, data exporter's client data for the purposes of forwarding data exporter's audit requests to responders by the data importer.

数据输入方

The data importer is (please specify briefly activities relevant to the transfer):

Capital Confirmation Inc.

The data importer provides an online venue for digital transaction management, including but not limited to, audit confirmations, accounts receivable/accounts payable confirmations, credit inquiries, employee benefit plan audits and confirmations, and legal confirmations for accounting firms, law firms, banks, and other users. Processed data will concern data exporter's employees for which accounts in the platform handled by the data importer will be created. Also, data exporter's client data for the purposes of forwarding data exporter's audit requests to responders by the data importer.

数据主体

The personal data transferred concern the following categories of data subjects (please specify):

Data exporter’s employees and personal data of data exporter’s client’s representatives and other subjects mentioned in the documentation, which is sent to the responder

数据类别

The personal data transferred concern the following categories of data (please specify):

The categories of data are: names, surnames, addresses, account numbers, financial information, PESEL number and other personal data of the subjects mentioned in the documentation sent to the responder. Employees, partners, principals, directors, former employees, former partners, former principals, former directors, new hires, individual contractors and temporary staff of the data exporter, as well as applicants, dependants, contractors / subcontractors, clients, suppliers/vendors of the data exporter

特殊数据类别(如适用)

Not applicable

处理操作

The personal data transferred will be subject to the following basic processing activities (please specify):

The platform Confirmation.com is internet-based system, that allows the data exporter to send documentation to auditors for the needs of the audit. The documentation will be encrypted by the data importer while uploading it to the platform, so the data importer should not get access to the contents of the documentation and personal data contained in the documentation beyond the scope necessary to perform the encryption process.

DATA EXPORTER

Name:………………………………………………………………………………………………….

Authorised Signature………………………………………………………………………………………………….

DATA IMPORTER

Capital Confirmation, Inc.

Name: ………………………………………………………………………………………………….

Authorised Signature………………………………………………………………………………………………….

附录2

隶属标准合约条款

此附件构成本条款的一部分,而且必须由各方填写并签名。

数据输入方遵照第4(d)条和第5(c)条规定(或随附的文件/法规)所实施的技术性与机构性安全措施说明如下:

Data Importer has implemented the technical and organisation security measures set out in the Agreements and incorporated herein by reference.

DATA EXPORTER

姓名:

授权签名

Capital Confirmation Inc.

姓名:

授权签名

设立安全标准

To illustrate Confirmation's commitment to effective operational controls and privacy and security best practices, we undergo Service Organization Control (SOC) examinations annually, have received an ISO 27001 certification for the service, and are TRUSTe Privacy Policy certified. 这些检测和认证共同确保了我们所实施的控制措施能够保护我们用户的数据隐私性和保密性,以及我们系统的安全性、可用性与流程完整性。

SOC 1 and SOC 2 Examinations

SOC报告针对服务机构提供的服务控制措施进行检测。 To address our customers' varying needs, we complete two SOC examinations.

  • 2类SOC 1——根据SSAE 18报告编制,报告内容为与用户实体针对财务报表采取的内部控制标准相关的控制设计和操作有效性。
  • 2类SOC 2——-此项报告的检测内容是对用于处理用户数据的系统安全性、可用性和流程完整性有影响的控制设计和操作有效性,以及系统所处理信息的保密性和隐私性。

ISO 27001认证

针对Confirmation.com服务的ISO 27001认证——代表了全球公认的信息安全管理系统(ISMS)建立与认证标准。该标准详述了在考虑机构总体业务风险的情况下,对于建立、实施、运营、监控、维护和改进具备完整记录的ISMS的具体要求。

Confirmation.com’s ISMS covers its online audit confirmation service and infrastructure including data and data environments, servers, source code, and internal networks.

查看我们的ISO27001认证

《一般数据保护条例》 (GDPR)

《一般数据保护条例》的主要目的是让欧盟居民对自己的个人数据拥有控制权,并通过统一整个成员国的规定来简化国际业务的监管环境。Confirmation.com致力于保护自己及其客户的信息。为了实现这一目标,公司实施了许多控制措施以确保符合《一般数据保护条例》的规定。 Please read below for more information.

What is GDPR?

On May 25, 2018, the European Union (EU) began enforcing a new data protection regulation, the General Data Protection Regulation, or GDPR. The GDPR is designed to harmonize data privacy laws across Europe, to protect and empower all EU citizens' data privacy and to reshape the way organizations across the region approach data privacy.

Who does the GDPR impact?

The GDPR applies to organizations located within the EU, and to organizations located outside of the EU if they offer goods or services to, or monitor the behavior of, EU natural persons or 'data subjects.' It applies to all companies processing and holding the personal data of data subjects residing in the EU, regardless of the company's location.

What steps is Confirmation.com taking to comply with GDPR?

Confirmation.com welcomes the GDPR as an important step forward in streamlining data protection requirements across the EU, and as an opportunity for our organization to strengthen our commitment to data protection.

The following steps have been taken to ensure compliance with the GDPR:

  • Implemented a Security Management System
  • Appointed a Data Protection Officer
  • Appointed a EU-Based Data Protection Representative
  • Updated Data Privacy Policies
  • All Data Classified as “Most Sensitive” is Encrypted At-Rest
  • Annual Data Protection Impact Assessments Performed
  • Implemented Data Protection by Design Into All Business Projects
  • Created a GDPR Compliant Data Breach Incident Response Plan
  • Personal Data Processing Inventory (Article 30 Report) Created and Maintained.
  • Implemented Personal Data Loss Prevention Controls
  • Enhanced Data Privacy and Security Awareness Training implemented
  • Enhanced Encryption For Personal Data in Transit via TLS 1.2
  • Created GDPR Compliant Procedures for EU Data Subject Inquiries
  • Streamlined Explicit Consent and Withdrawal Procedures Implemented
  • Fair Personal Data Processing Notices Created and Sent to Data Subjects
  • Implemented GDPR Compliant Third Party Risk Management System
  • Registered with the ICO (UK Information Commissioner’s Office) To Provide EU Data Subject Inquiry Recourse

For more information about Confirmation.com and GDPR, email DataInquiries@confirmation.com. Further information on GDPR specifically can be found at eugdpr.eu.

PCI-DSS Level 2 Compliance

Maintaining payment security is required for all entities that store, process or transmit cardholder data. Guidance for maintaining payment security is provided in PCI security standards. These standards detail the technical and operational requirements for organizations accepting or processing payment transactions, and for software developers and manufacturers of applications and devices used in those transactions.

Information Security Summary

Protecting our customers' information is at the core of our Information Security strategy. Thomson Reuters maintains its reputation for providing reliable and trustworthy information through a variety of means, including a comprehensive information security management framework supported by a wide range of security policies, standards, and practices.

Read our Information Security Summary, a document that explains Thomson Reuters’ approach to information security and data privacy for Confirmation NextGen, hosted in Amazon Web Services (“AWS”).

AICPA - AU-C Section 500: Audit Evidence

Confirmation helps auditors comply with auditing standards and requirements. Please read below to learn how Confirmation complies with the AICPA.

外部询证函

指南

.A18外部询证函作为第三方(提供询证函的一方)通过纸质、电子版或其他介质直接发送给审计员的书面回应,代表了审计员获得的审计证据。

How Confirmation Complies

Confirmation uses a unique authentication and authorization process to verify the authenticity of each user.您可通过向经过核实的复函方发送申请,免除对复函方的身份进行核实并确定其是否拥有复函授权的烦扰。

可靠性

指南

.A32  While recognizing that exceptions may exist, the following generalizations about the reliability of audit evidence may be useful:

  • 由审计员直接取得的审计证据比间接或根据推论取得的审计证据更可靠。
  • 文件记录形式(无论是纸质、电子版还是其他介质)的审计证据比口头获得的审计证据更可靠。

How Confirmation Complies

Confirmation uses a unique authentication and authorization process to verify the authenticity of each user.您可通过向经过核实的复函方发送申请,免除对复函方的身份进行核实并确定其是否拥有复函授权的烦扰。 Undergoes SOC 1 and SOC 2 examinations annually, and has received an ISO 27001 certification of its Confirmation.com service.

AICPA - AU-C Section 505: External Confirmations

Confirmation helps auditors comply with auditing standards and requirements. Please read below to learn how Confirmation complies with the AICPA.

选择正确的复函方

指南

.A3  Responses to confirmation requests provide more relevant and reliable audit evidence when confirmation requests are sent to a confirming party who the auditor believes is knowledgeable about the information to be confirmed.

How Confirmation Complies

Confirmation uses a unique authentication and authorization process to verify the authenticity of each user. 您可通过向经过核实的复函方发送申请,免除对复函方的身份进行核实并确定其是否拥有复函授权的烦扰。

询证函申请的回应可靠性

指南

.A15  An electronic confirmation system or process that creates a secure confirmation environment may mitigate the risks of interception or alteration. 能否创建安全的询证环境取决于审计员和复函方为尽可能降低因询证函遭到拦截或篡改而导致审计结果受影响的概率而采用的流程或机制。

How Confirmation Complies

使用最高安全等级以确保隐私和数据完整性。 Undergoes SOC 1 and SOC 2 examinations annually, and has received an ISO 27001 certification of its Confirmation service.

AICPA - Practice Alert 03-1: Audit Confirmations

Confirmation helps auditors comply with auditing standards and requirements. Please read below to learn how Confirmation complies with the AICPA.

指南

.19如果审计员认为电子询证流程是安全并受到适当监控的,而且询证函是由第三方作为获得真实授权的复函方直接发送,那么电子询证函可被视为充分、有效的询证回应。

How Confirmation Complies

Undergoes SOC 1 and SOC 2 examinations annually, and has received an ISO 27001 certification of its Confirmation service.使用最高安全等级以确保隐私和数据完整性。 Confirmation uses a unique authentication and authorization process to verify the authenticity of each user.您可通过向经过核实的复函方发送申请,免除对复函方的身份进行核实并确定其是否拥有复函授权的烦扰。

PCAOB - AU Section 330: The Confirmation Process

Confirmation helps auditors comply with auditing standards and requirements. Please read below to learn how Confirmation complies with the PCAOB.

复函方

指南

.27  The auditor should consider whether there is sufficient basis for concluding that the confirmation request is being sent to a respondent from whom the auditor can expect the response will provide meaningful and appropriate audit evidence. 

How Confirmation Complies

Confirmation.com采用独有的验证和授权流程来核实每个用户的真实性。您可通过向经过核实的复函方发送申请,免除对复函方的身份进行核实并确定其是否拥有复函授权的烦扰。

执行询证程序

指南

.29  During the performance of confirmation procedures, the auditor should maintain control over the confirmation requests and responses. 保持控制权意味着与既定的收件人进行直接通信交流,而且审计员必须尽可能降低因询证函申请或回应遭到拦截和篡改而导致审计结果出现偏差的概率。

How Confirmation Complies

使用最高安全等级以确保隐私和数据完整性。允许审计员向既定的复函方直接发送审计询证函申请。 Undergoes SOC 1 and SOC 2 examinations annually, and has received an ISO 27001 certification of its Confirmation.com service.

PCAOB - AU Section 326: Audit Evidence

Confirmation helps auditors comply with auditing standards and requirements. Please read below to learn how Confirmation complies with the PCAOB.

充分适当的审计证据

指南

.08 通过实体以外拥有充分信息的独立来源所取得的审计证据更可靠。

How Confirmation Complies

Undergoes SOC 1 and SOC 2 examinations annually, and has received an ISO 27001 certification of its Confirmation.com service.

ISA - ISA 505:外部询证函

Confirmation helps auditors comply with auditing standards and requirements. Please read below to learn how Confirmation complies with the ISA.

Para 6(a)定义:外部询证函 

指南

作为第三方(提供询证函的一方)通过纸质、电子版或其他介质直接发送给审计员的书面回应所获得的审计证据。

How Confirmation Complies

Confirmation.com可向审计员提供电子版审计询证函。由获得授权的银行高管基于审计员申请撰写的复函。使用Confirmation.com的服务符合“外部询证函”要求。

Para 7保持控制权 

指南

在使用外部询证函流程时,审计员应始终保持对外部询证函申请的控制权。

How Confirmation Complies

由审计员保持对整个流程的完全控制权,包括客户与账户设置、申请客户授权以及发送和接收询证函。

A2 选择正确的复函方 

指南

当审计员向其认为对所需询证信息有充分了解的复函方发送询证函申请时,所获得的回应可提供更相关、更可靠的审计证据。例如,如需向某个金融机构发送询证函申请,那么该金融机构内对于询证函所针对的交易或安排具有充分了解的高管可能是最适合的人选。

How Confirmation Complies

参与银行均采取严格的用户访问权限控制与监控程序,从而确保唯有获得授权的银行高管才能对通过Confirmation.com发送的审计申请做出回应。

A6 地址验证 

指南

确定询证函申请的送交地址是否正确包括在发送询证函申请之前,对部分或全部地址进行核实。

How Confirmation Complies

我们对所有参与Confirmation.com网络的实体进行验证。 The controls surrounding this process are included in our SOC 1 report that is issued annually as part of our controls audit.您可通过依赖我们的验证程序,免除自行执行验证程序的需求。

A12 电子复函 

指南

由于可能难以确定复函方的来源证明和授权,同时可能难以检测篡改痕迹,因此通过传真或电子邮件等方式收到的电子复函具有可靠性风险。如果审计员和复函方所采用的流程能够为接收电子复函创建安全的环境,则有助于减少此类风险。如果审计员认为此等流程是安全并受到适当监控的,则相关回应更加可靠。电子询证函流程可能包含多项用于对电子版信息发送者的身份进行验证的技术,例如通过使用加密技术、电子数字签名以及网站真实性验证程序等。

How Confirmation Complies

Confirmation.com沿用业内领先的信息安全和数据隐私惯例。我们采用多种程序和控制措施,从而确保数据的完整性、保密性和可访问性。我们通过执行第三方审计来确证我们采取的控制措施的有效性:

  • SOC 1 and SOC 2 examinations annually.
  • 已获得针对Confirmation.com服务的ISO 27001认证。

A13 第三方涉入 

指南

如果复函方聘用了第三方对询证函申请进行协调和提供回应,审计员可执行旨在应对以下风险的程序:(a) 回应可能并非由正确的来源提供;(b) 复函方可能并未获得做出回应的授权;(c) 传输完整性可能已遭到损害。

How Confirmation Complies

Confirmation.com的控制环境确保在银行对用户访问权限进行控制和监测,并确保数据传输的安全性和完整性。上文概述的控制报告展示了这些程序的有效性。

Para 12 无回应 

指南

如果未收到回应,审计员须执行其他审计程序来取得相关、可靠的审计证据。

How Confirmation Complies

Confirmation.com保证提供网内询证函回应,从而免除采用其他程序的需求。